|
1
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$4.44M
|
-260,760
|
Closed
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$2.25M
|
-132,660
|
Closed
|
|
|
3
|
|
–
|
-$803K
|
-47,569
|
Closed
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$410K
|
-24,200
|
Closed
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
–
|
-$374K
|
-22,112
|
Closed
|
|
|
6
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
–
|
-$343K
|
-20,264
|
Closed
|
|
|
7
|
LPL Financial
San Diego,
California
|
–
|
-$343K
|
-20,041
|
Closed
|
|
|
8
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$311K
|
-18,273
|
Closed
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$190K
|
-11,211
|
Closed
|
|
|
10
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$177K
|
-10,454
|
Closed
|
|
|
11
|
Capital Advisors Ltd
Shaker Heights,
Ohio
|
–
|
-$166K
|
-9,785
|
Closed
|
|
|
12
|
|
–
|
-$100K
|
-5,901
|
Closed
|
|
|
13
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$88K
|
-5,206
|
Closed
|
|
|
14
|
Steward Partners Investment Advisory
New York
|
–
|
-$21K
|
-1,250
|
Closed
|
|
|
15
|
UBS Group
Zurich,
Switzerland
|
–
|
-$19K
|
-1,141
|
Closed
|
|
|
16
|
D.A. Davidson & Co
Great Falls,
Montana
|
–
|
-$17K
|
-1,056
|
Closed
|
|
|
17
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$14K
|
-850
|
Closed
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$7K
|
-400
|
Closed
|
|
