|
1
|
UBS Group
Zurich,
Switzerland
|
$7.18M
|
-$2.46M
|
-154,790
|
-26%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$5.24M
|
+$3.41M
|
+214,619
|
+201%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$1.66M
|
+$52.2K
|
+3,280
|
+3%
|
|
|
4
|
|
$1.49M
|
-$1.48M
|
-93,144
|
-50%
|
|
|
5
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.11M
|
+$721K
|
+45,311
|
+201%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$633K
|
+$617K
|
+38,804
|
New
|
|
|
7
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$605K
|
+$50.9K
|
+3,200
|
+9%
|
|
|
8
|
|
$283K
|
-$4.17K
|
-262
|
-1%
|
|
|
9
|
Virtu KCG Holdings
New York
|
$245K
|
-$337K
|
-21,185
|
-58%
|
|
|
10
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$216K
|
+$211K
|
+13,263
|
New
|
|
|
11
|
BB&T Securities
Richmond,
Virginia
|
$213K
|
-$56K
|
-3,518
|
-21%
|
|
|
12
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$154K
|
+$23.9K
|
+1,500
|
+19%
|
|
|
13
|
D.A. Davidson & Co
Great Falls,
Montana
|
$92K
|
-$127K
|
-8,000
|
-59%
|
|
|
14
|
Tower Research Capital (TRC)
New York
|
$44K
|
-$143K
|
-8,989
|
-77%
|
|
|
15
|
Gupta Wealth Management
San Diego,
California
|
$41K
|
+$39.8K
|
+2,500
|
New
|
|
|
16
|
Thompson Davis & Co
Richmond,
Virginia
|
$23K
|
-$5.57K
|
-350
|
-20%
|
|
|
17
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$2.52M
|
-165,299
|
Closed
|
|
|
18
|
City of London Investment Management
London,
United Kingdom
|
–
|
-$2.38M
|
-156,189
|
Closed
|
|
|
19
|
Clough Capital Partners
Boston,
Massachusetts
|
–
|
-$485K
|
-31,800
|
Closed
|
|
|
20
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$252K
|
-16,501
|
Closed
|
|
|
21
|
OTA Financial Group
Purchase,
New York
|
–
|
-$221K
|
-14,505
|
Closed
|
|
|
22
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$66K
|
-4,300
|
Closed
|
|
|
23
|
Westport Resources Management
Westport,
Connecticut
|
–
|
-$37K
|
-2,400
|
Closed
|
|
|
24
|
Catalyst Capital Advisors
Huntington,
New York
|
–
|
-$19K
|
-1,215
|
Closed
|
|
