|
1
|
LPL Financial
San Diego,
California
|
–
|
-$5.09M
|
-143,851
|
Closed
|
|
|
2
|
International Assets Investment Management
Orlando,
Florida
|
–
|
-$3.6M
|
-67,623
|
Closed
|
|
|
3
|
|
–
|
-$1.77M
|
-50,000
|
Closed
|
|
|
4
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$1.48M
|
-41,902
|
Closed
|
|
|
5
|
|
–
|
-$1M
|
-28,347
|
Closed
|
|
|
6
|
Citadel Advisors
Miami,
Florida
|
–
|
-$975K
|
-27,541
|
Closed
|
|
|
7
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$875K
|
-24,724
|
Closed
|
|
|
8
|
Retirement Planning Group (Kansas)
Leawood,
Kansas
|
–
|
-$856K
|
-24,178
|
Closed
|
|
|
9
|
Intrust Bank
Wichita,
Kansas
|
–
|
-$800K
|
-22,593
|
Closed
|
|
|
10
|
L.J. Altfest & Co
New York
|
–
|
-$653K
|
-18,437
|
Closed
|
|
|
11
|
Avantax Advisory Services
Dallas,
Texas
|
–
|
-$603K
|
-17,039
|
Closed
|
|
|
12
|
BlackDiamond Wealth Management
New York
|
–
|
-$606K
|
-16,964
|
Closed
|
|
|
13
|
Kovack Advisors
Ft. Lauderdale,
Florida
|
–
|
-$550K
|
-15,535
|
Closed
|
|
|
14
|
KWB Wealth
Redlands,
California
|
–
|
-$422K
|
-11,928
|
Closed
|
|
|
15
|
HighTower Advisors
Chicago,
Illinois
|
–
|
-$368K
|
-10,451
|
Closed
|
|
|
16
|
Personal CFO Solutions
Chester,
New Jersey
|
–
|
-$272K
|
-7,693
|
Closed
|
|
|
17
|
Concorde Asset Management
Ann Arbor,
Michigan
|
–
|
-$264K
|
-7,465
|
Closed
|
|
|
18
|
55I LLC
Boston,
Massachusetts
|
–
|
-$243K
|
-6,856
|
Closed
|
|
|
19
|
Fort Point Capital Partners
San Francisco,
California
|
–
|
-$224K
|
-6,325
|
Closed
|
|
|
20
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$110K
|
-3,116
|
Closed
|
|
|
21
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
–
|
-$18K
|
-500
|
Closed
|
|
|
22
|
UBS Group
Zurich,
Switzerland
|
–
|
-$18K
|
-498
|
Closed
|
|
|
23
|
|
–
|
-$11K
|
-306
|
Closed
|
|
|
24
|
Parallel Advisors
San Francisco,
California
|
–
|
-$10K
|
-280
|
Closed
|
|
|
25
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$6K
|
-164
|
Closed
|
|
