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JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE

Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$606M +$639M +13,222,888 New
Stifel Financial
2
Stifel Financial
Missouri
$18.6M +$19.6M +406,022 New
LPL Financial
3
LPL Financial
California
$13.2M +$13.9M +288,250 New
Citadel Advisors
4
Citadel Advisors
Florida
$2.21M +$2.33M +48,262 New
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.06M +$2.17M +44,996 New
US Bancorp
6
US Bancorp
Minnesota
$2.03M +$2.14M +44,246 New
RJFSA
7
Raymond James Financial Services Advisors
Florida
$1.14M +$1.2M +24,796 New
Creative Planning
8
Creative Planning
Kansas
$895K +$943K +19,526 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$842K +$889K +18,396 New
Osaic Holdings
10
Osaic Holdings
Arizona
$719K +$759K +15,709 New
Jane Street
11
Jane Street
New York
$621K +$654K +13,546 New
CAN
12
Cetera Advisor Networks
California
$513K +$541K +11,205 New
Bank of America
13
Bank of America
North Carolina
$458K +$483K +9,997 New
TCWM
14
Total Clarity Wealth Management
Illinois
$440K +$464K +9,599 New
UBS Group
15
UBS Group
Switzerland
$422K +$445K +9,218 New
PAG
16
Private Advisor Group
New Jersey
$410K +$432K +8,941 New
Morgan Stanley
17
Morgan Stanley
New York
$410K +$432K +8,946 New
Truist Financial
18
Truist Financial
North Carolina
$376K +$397K +8,210 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$351K +$371K +7,673 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$310K +$327K +6,763 New
Wells Fargo
21
Wells Fargo
California
$234K +$247K +5,111 New
Ameriprise
22
Ameriprise
Minnesota
$224K +$236K +4,895 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$223K +$235K +4,860 New
PFS
24
Prospera Financial Services
Texas
$60K +$63.3K +1,310 New
CFFP
25
Center for Financial Planning
Michigan
$56K +$59.1K +1,223 New
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