|
1
|
Trellus Management Company
Delray Beach,
Florida
|
$257K
|
+$294K
|
+11,000
|
New
|
|
|
2
|
Bay Colony Advisors
Concord,
Massachusetts
|
$49K
|
+$56.2K
|
+2,105
|
New
|
|
|
3
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$20K
|
–
|
–
|
–
|
|
|
4
|
|
–
|
-$2.33M
|
-88,386
|
Closed
|
|
|
5
|
|
–
|
-$1.77M
|
-67,171
|
Closed
|
|
|
6
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.34M
|
-50,885
|
Closed
|
|
|
7
|
|
–
|
-$1.03M
|
-39,300
|
Closed
|
|
|
8
|
Verity Asset Management
Durham,
North Carolina
|
–
|
-$975K
|
-37,059
|
Closed
|
|
|
9
|
Ballew Advisors
Jackson,
Mississippi
|
–
|
-$819K
|
-31,127
|
Closed
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
–
|
-$724K
|
-27,525
|
Closed
|
|
|
11
|
SG Americas Securities
New York
|
–
|
-$257K
|
-9,752
|
Closed
|
|
|
12
|
Elmwood Wealth Management
Berkeley,
California
|
–
|
-$48K
|
-1,825
|
Closed
|
|
|
13
|
Arcadia Investment Management
Kalamazoo,
Michigan
|
–
|
-$39K
|
-1,500
|
Closed
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
–
|
-$13K
|
-490
|
Closed
|
|
|
15
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$12K
|
-450
|
Closed
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$6K
|
-218
|
Closed
|
|
|
17
|
Stratos Wealth Partners
Beachwood,
Ohio
|
–
|
-$5K
|
-200
|
Closed
|
|
|
18
|
TrustCore Financial Services
Brentwood,
Tennessee
|
–
|
-$1K
|
-20
|
Closed
|
|
