|
1
|
Watermark Asset Management
San Ramon,
California
|
$54K
|
–
|
–
|
–
|
|
|
2
|
Gemmer Asset Management
Walnut Creek,
California
|
$13K
|
–
|
–
|
–
|
|
|
3
|
American Research & Management Company
Marion,
Massachusetts
|
$5K
|
–
|
–
|
–
|
|
|
4
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$5K
|
–
|
–
|
–
|
|
|
5
|
Flow Traders U.S.
New York
|
–
|
-$2.29M
|
-67,021
|
Closed
|
|
|
6
|
|
–
|
-$2.2M
|
-64,426
|
Closed
|
|
|
7
|
|
–
|
-$2.09M
|
-61,401
|
Closed
|
|
|
8
|
NewSquare Capital
Newtown Square,
Pennsylvania
|
–
|
-$473K
|
-13,865
|
Closed
|
|
|
9
|
|
–
|
-$429K
|
-12,604
|
Closed
|
|
|
10
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$367K
|
-10,763
|
Closed
|
|
|
11
|
Whalerock Point Partners
Providence,
Rhode Island
|
–
|
-$341K
|
-10,000
|
Closed
|
|
|
12
|
Citadel Advisors
Miami,
Florida
|
–
|
-$321K
|
-9,429
|
Closed
|
|
|
13
|
|
–
|
-$237K
|
-6,946
|
Closed
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$208K
|
-6,101
|
Closed
|
|
|
15
|
|
–
|
-$121K
|
-3,555
|
Closed
|
|
|
16
|
Wells Fargo
San Francisco,
California
|
–
|
-$120K
|
-3,503
|
Closed
|
|
|
17
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$42K
|
-1,229
|
Closed
|
|
|
18
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$29.9K
|
-865
|
Closed
|
|
|
19
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$17K
|
-500
|
Closed
|
|
|
20
|
Certified Advisory Corp
Altamonte Springs,
Florida
|
–
|
-$7K
|
-233
|
Closed
|
|
|
21
|
LifePlan Financial Group
Dayton,
Ohio
|
–
|
-$6K
|
-190
|
Closed
|
|
|
22
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$4K
|
-125
|
Closed
|
|
|
23
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$3K
|
-100
|
Closed
|
|
