|
351
|
Trust Company of Vermont
Brattleboro,
Vermont
|
$165
|
+$160
|
+2
|
New
|
|
|
352
|
|
$46
|
–
|
–
|
–
|
|
|
353
|
|
–
|
-$79.5M
|
-1,050,000
|
Closed
|
|
|
354
|
National Bank of Canada
Montreal,
Quebec, Canada
|
–
|
-$9.89M
|
-130,600
|
Closed
|
|
|
355
|
Capitolis Liquid Global Markets
New York
|
–
|
-$9.75M
|
-128,700
|
Closed
|
|
|
356
|
Arkadios Wealth Advisors
Atlanta,
Georgia
|
–
|
-$8.41M
|
-111,077
|
Closed
|
|
|
357
|
BridgePort Financial Solutions
Fairfield,
Iowa
|
–
|
-$5.87M
|
-77,505
|
Closed
|
|
|
358
|
Golden State Equity Partners
South Coast Metro,
California
|
–
|
-$2.23M
|
-29,401
|
Closed
|
|
|
359
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
–
|
-$1.29M
|
-17,018
|
Closed
|
|
|
360
|
Bay Colony Advisors
Concord,
Massachusetts
|
–
|
-$1.26M
|
-16,588
|
Closed
|
|
|
361
|
Ameritas Advisory Services
Lincoln,
Nebraska
|
–
|
-$770K
|
-10,160
|
Closed
|
|
|
362
|
Arete Wealth Advisors
Chicago,
Illinois
|
–
|
-$759K
|
-10,015
|
Closed
|
|
|
363
|
TritonPoint Partners
Chevy Chase,
Maryland
|
–
|
-$355K
|
-4,692
|
Closed
|
|
|
364
|
Sawgrass Asset Management
Ponte Vedra Beach,
Florida
|
–
|
-$285K
|
-3,764
|
Closed
|
|
|
365
|
Kestra Investment Management
Austin,
Texas
|
–
|
-$274K
|
-3,619
|
Closed
|
|
|
366
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$223K
|
-2,944
|
Closed
|
|
|
367
|
Root Financial Partners
Encinitas,
California
|
–
|
-$106K
|
-1,403
|
Closed
|
|
|
368
|
Evermay Wealth Management
Arlington,
Virginia
|
–
|
-$15.5K
|
-205
|
Closed
|
|
|
369
|
Russell Investments Group
London,
United Kingdom
|
–
|
-$10.1K
|
-134
|
Closed
|
|
|
370
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
–
|
-$3K
|
-39
|
Closed
|
|
|
371
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
–
|
-$1.97K
|
-26
|
Closed
|
|
