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JHP

NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP

Delisted

JHP was delisted on the 6th of May, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UFA
1
US Financial Advisors
Massachusetts
$185K – – –
UBS Group
2
UBS Group
Switzerland
– -$7.82M -912,348 Closed
SIA
3
Sit Investment Associates
Minnesota
– -$5.3M -618,821 Closed
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
– -$2.66M -309,991 Closed
LPL Financial
5
LPL Financial
California
– -$2.32M -268,963 Closed
Invesco
6
Invesco
Georgia
– -$2.21M -257,272 Closed
OA
7
Oxbow Advisors
Texas
– -$2.1M -245,131 Closed
WAM
8
Weiss Asset Management
Massachusetts
– -$2.06M -240,487 Closed
AWA
9
Arete Wealth Advisors
Illinois
– -$1.39M -161,826 Closed
Morgan Stanley
10
Morgan Stanley
New York
– -$1.32M -153,826 Closed
HK
11
Horizon Kinetics
New York
– -$1.2M -140,334 Closed
FFSOTS
12
Fiduciary Financial Services of The Southwest
Texas
– -$899K -104,929 Closed
Wells Fargo
13
Wells Fargo
California
– -$829K -96,717 Closed
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
– -$820K -95,678 Closed
UCFA
15
United Capital Financial Advisors
Texas
– -$575K -67,080 Closed
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
– -$560K -65,321 Closed
PCP
17
Proficio Capital Partners
Massachusetts
– -$554K -64,642 Closed
Bank of America
18
Bank of America
North Carolina
– -$531K -61,977 Closed
PPA
19
Parametric Portfolio Associates
Washington
– -$517K -60,301 Closed
GEM
20
Global Endowment Management
North Carolina
– -$514K -60,000 Closed
GC
21
Guggenheim Capital
Illinois
– -$478K -55,804 Closed
First Trust Advisors
22
First Trust Advisors
Illinois
– -$342K -39,893 Closed
CCP
23
Clough Capital Partners
Massachusetts
– -$330K -38,500 Closed
RJA
24
Raymond James & Associates
Florida
– -$238K -27,729 Closed
SFS
25
Shaker Financial Services
Virginia
– -$227K -26,442 Closed
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