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JHB

Nuveen Corporate Income November 2021 Target Term Fund

Delisted

JHB was delisted on the 26th of October, 2021.

42 hedge funds and large institutions have $107M invested in Nuveen Corporate Income November 2021 Target Term Fund in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

0% more funds holding

Funds holding: 4242 (0)

6% less capital invested

Capital invested by funds: $114M → $107M (-$7.03M)

Holders
42
Holders Change
Holders Change %
0%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
16
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$37.6M +$1.8M +188,116 +4%
IWC
2
Integrated Wealth Concepts
Massachusetts
$17.5M +$1.7M +177,357 +10%
Wells Fargo
3
Wells Fargo
California
$11.3M +$1.66M +173,500 +15%
UBS Group
4
UBS Group
Switzerland
$6.15M -$417K -43,459 -6%
Truist Financial
5
Truist Financial
North Carolina
$4.73M +$516K +53,850 +11%
GKWIM
6
Gerber Kawasaki Wealth & Investment Management
California
$4.38M +$1.32M +138,115 +37%
Bank of America
7
Bank of America
North Carolina
$3.82M +$1.4M +145,975 +49%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.21M -$117K -12,217 -3%
Stifel Financial
9
Stifel Financial
Missouri
$2.01M -$168K -17,500 -7%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.76M -$114K -11,930 -6%
CRC
11
Curi RMB Capital
Illinois
$1.31M +$1.46M +152,050 New
LPL Financial
12
LPL Financial
California
$1.24M -$1.23K -128 -0.1%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.16M +$1.29M +135,016 New
BI
14
Bramshill Investments
Florida
$1.16M +$1.29M +134,280 New
DADC
15
D.A. Davidson & Co
Montana
$991K +$47.9K +5,000 +5%
BRWM
16
B. Riley Wealth Management
Tennessee
$975K +$71.1K +7,414 +7%
MC
17
Mathes Company
New York
$903K +$95.8K +10,000 +11%
RJA
18
Raymond James & Associates
Florida
$891K +$139K +14,504 +16%
SIG
19
Sargent Investment Group
Maryland
$753K +$192K +20,000 +30%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$586K +$139K +14,496 +27%
SG
21
StoneX Group
New York
$441K -$79K -8,247 -14%
SWP
22
Stratos Wealth Partners
Ohio
$433K -$19.2K -2,000 -4%
WEC
23
Winslow Evans & Crocker
Massachusetts
$418K +$3.95K +412 +0.9%
IAIM
24
International Assets Investment Management
Florida
$413K +$461K +48,080 New
WAM
25
Wolverine Asset Management
Illinois
$394K +$440K +45,885 New

JHB Hedge Fund Activity: Q1 2020 in Review

42 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Nuveen Corporate Income November 2021 Target Term Fund (JHB) for Q1 2020, worth a combined $107M — down 6.2% from $114M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new JHB positions and 5 closed out — a net gain of 2 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.8M. The largest seller was Cetera Advisor Networks, exiting entirely with an estimated $1.53M sold.

  • 42 institutional investors held Nuveen Corporate Income November 2021 Target Term Fund (JHB) as of Q1 2020, unchanged from Q4 2019.
  • Funds reported $107M of Nuveen Corporate Income November 2021 Target Term Fund stock for Q1 2020, down 6.2% quarter-over-quarter.
  • 7 funds opened new Nuveen Corporate Income November 2021 Target Term Fund positions in Q1 2020 and 5 closed out, a net change of +2 holders.
  • The largest Nuveen Corporate Income November 2021 Target Term Fund buyer in Q1 2020 was Morgan Stanley, an estimated $1.8M added.
  • The largest Nuveen Corporate Income November 2021 Target Term Fund seller in Q1 2020 was Cetera Advisor Networks, an estimated $1.53M sold.

Based on aggregated 13F filings for Q1 2020.