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JHA

Nuveen High Inc Dec 2018 Tgt Trm
JHA

Delisted

JHA was delisted on the 26th of November, 2018.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
– -$12.9M -1,308,475 Closed
Wells Fargo
2
Wells Fargo
California
– -$4.79M -486,724 Closed
SIA
3
Sit Investment Associates
Minnesota
– -$4.4M -446,638 Closed
Bank of America
4
Bank of America
North Carolina
– -$3.9M -395,775 Closed
KIM
5
Karpus Investment Management
New York
– -$2.92M -296,155 Closed
GKWIM
6
Gerber Kawasaki Wealth & Investment Management
California
– -$2.53M -256,547 Closed
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
– -$2.16M -219,612 Closed
Invesco
8
Invesco
Georgia
– -$2.09M -211,832 Closed
Stifel Financial
9
Stifel Financial
Missouri
– -$2.08M -209,829 Closed
UBS Group
10
UBS Group
Switzerland
– -$1.9M -192,912 Closed
LPL Financial
11
LPL Financial
California
– -$1.81M -184,215 Closed
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
– -$1.43M -144,913 Closed
BTS
13
BB&T Securities
Virginia
– -$1.28M -130,357 Closed
LCM
14
Laurion Capital Management
New York
– -$1.06M -107,900 Closed
Baird Financial Group
15
Baird Financial Group
Wisconsin
– -$984K -99,826 Closed
CAN
16
Cetera Advisor Networks
California
– -$940K -95,408 Closed
ASN
17
Advisory Services Network
Georgia
– -$471K -47,800 Closed
MSAM
18
Moloney Securities Asset Management
Missouri
– -$357K -36,205 Closed
SWP
19
Stratos Wealth Partners
Ohio
– -$268K -27,217 Closed
WS
20
Wedbush Securities
California
– -$262K -26,569 Closed
RJA
21
Raymond James & Associates
Florida
– -$238K -24,187 Closed
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
– -$223K -22,607 Closed
SBIA
23
Sheaff Brock Investment Advisors
Indiana
– -$219K -22,200 Closed
BRWM
24
B. Riley Wealth Management
Tennessee
– -$196K -19,848 Closed
LTFS
25
Ladenburg Thalmann Financial Services
Florida
– -$192K -19,488 Closed
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