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iShares US Basic Materials ETF

94 hedge funds and large institutions have $298M invested in iShares US Basic Materials ETF in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 27 increasing their positions, 27 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

286% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 7

178% more call options, than puts

Call options by funds: $203K | Put options by funds: $73K

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

24% more funds holding

Funds holding: 7694 (+18)

7% more capital invested

Capital invested by funds: $278M → $298M (+$19.8M)

0% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 27

7.58% less ownership

Funds ownership: 43.48%35.91% (-7.6%)

Holders
94
Holders Change
+18
Holders Change %
+23.68%
% of All Funds
2.73%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
27
Increased
27
Reduced
27
Closed
7
Calls
$203K
Puts
$73K
Net Calls
+$130K
Net Calls Change
+$19M
Name Holding Trade Value Shares
Change
Change in
Stake
CB
1
Commerce Bank
Missouri
$31.4M -$421K -5,432 -1%
BFA
2
Beaumont Financial Advisors
Massachusetts
$27.1M -$4.29M -55,370 -14%
Morgan Stanley
3
Morgan Stanley
New York
$22.8M -$4.68M -60,389 -18%
Schroder Investment Management Group
4
Schroder Investment Management Group
United Kingdom
$22.7M +$2.54M +32,729 +13%
Citigroup
5
Citigroup
New York
$16.4M -$48.6K -627 -0.3%
Goldman Sachs
6
Goldman Sachs
New York
$16.3M +$4.59M +59,159 +42%
Wells Fargo
7
Wells Fargo
California
$13.4M +$3.86M +49,819 +43%
Bank of America
8
Bank of America
North Carolina
$13.3M -$29.8M -383,793 -70%
IG
9
ING Group
Netherlands
$12.2M
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$9.2M +$458K +5,913 +6%
SWM
11
Strategic Wealth Management
Washington
$7.77M -$1.91M -24,600 -21%
NPC
12
National Planning Corporation
California
$7.75M +$5.02M +64,747 +213%
U
13
UBS
Switzerland
$7.72M +$3.89M +50,112 +112%
LPL Financial
14
LPL Financial
California
$7.69M -$795K -10,255 -10%
BUB
15
BBVA USA Bancshares
Texas
$7.26M -$40K -516 -0.6%
LFG
16
LifePlan Financial Group
Ohio
$6.36M +$6.05M +78,044 +7,804,400%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$5.4M +$3.08M +39,709 +149%
CI
18
Chartist Inc
California
$4.97M -$164K -2,112 -3%
CS
19
Credit Suisse
Switzerland
$4.8M +$4.58M +59,004 New
JP Morgan Chase
20
JP Morgan Chase
New York
$4.74M +$10.7K +138 +0.2%
CCMG
21
Clark Capital Management Group
Pennsylvania
$4.39M +$2.5M +32,276 +149%
Deutsche Bank
22
Deutsche Bank
Germany
$3.77M +$3.59M +46,301 New
BAAM
23
Baker Avenue Asset Management
California
$3.46M +$414K +5,341 +14%
Ameriprise
24
Ameriprise
Minnesota
$2.98M +$1.19M +15,346 +72%
FAAS
25
First Allied Advisory Services
California
$2.69M +$1.44M +18,618 +129%

IYM Hedge Fund Activity: Q4 2013 in Review

94 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares US Basic Materials ETF (IYM) for Q4 2013, worth a combined $298M — up 7.1% from $278M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new IYM positions and 7 closed out — a net gain of 20 holders — while 27 added to existing stakes and 27 trimmed.

The largest buyer was LifePlan Financial Group, adding an estimated $6.05M. The largest seller was Bank of America, cutting an estimated $29.8M.

  • 94 institutional investors held iShares US Basic Materials ETF (IYM) as of Q4 2013, up from 76 in Q3 2013.
  • Funds reported $298M of iShares US Basic Materials ETF stock for Q4 2013, up 7.1% quarter-over-quarter.
  • 27 funds opened new iShares US Basic Materials ETF positions in Q4 2013 and 7 closed out, a net change of +20 holders.
  • The largest iShares US Basic Materials ETF buyer in Q4 2013 was LifePlan Financial Group, an estimated $6.05M added.
  • The largest iShares US Basic Materials ETF seller in Q4 2013 was Bank of America, an estimated $29.8M sold.

Based on aggregated 13F filings for Q4 2013.