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iShares US Basic Materials ETF
IYM

102 hedge funds and large institutions have $372M invested in iShares US Basic Materials ETF in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 33 increasing their positions, 34 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

0.21% less ownership

Funds ownership: 39.39% → 39.18% (-0.21%)

3% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 34

5% less funds holding

Funds holding: 107 → 102 (-5)

16% less capital invested

Capital invested by funds: $444M → $372M (-$71.6M)

33% less call options, than puts

Call options by funds: $336K | Put options by funds: $499K

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

Holders
102
Holders Change
-5
Holders Change %
-4.67%
% of All Funds
2.96%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.15%
New
8
Increased
33
Reduced
34
Closed
13
Calls
$336K
Puts
$499K
Net Calls
-$163K
Net Calls Change
+$380K

Top Buyers

1
UCFA
United Capital Financial Advisors
Texas
+$24.7M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$24.4M
3
BFA
Beaumont Financial Advisors
Massachusetts
+$5.47M
4
Citigroup
Citigroup
New York
+$4.38M
5
PI
Placemark Investments
Illinois
+$1.75M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$56.7M
2
NPC
National Planning Corporation
California
-$13.6M
3
Bank of America
Bank of America
North Carolina
-$10.8M
4
CCMG
Clark Capital Management Group
Pennsylvania
-$10.7M
5
LPL Financial
LPL Financial
California
-$9.76M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fifth Third Bancorp
76
Fifth Third Bancorp
Ohio
$93K – – –
CFA
77
Camarda Financial Advisors
Florida
$72K +$22.9K +261 +45%
US Bancorp
78
US Bancorp
Minnesota
$64K +$4.82K +55 +8%
FANJ
79
Financial Architects (New Jersey)
New Jersey
$60K – – –
WA
80
WFG Advisors
Texas
$58K – – –
RIA
81
Regal Investment Advisors
Michigan
$51K -$1.23K -14 -2%
CA
82
CapWealth Advisors
Tennessee
$39K – – –
AA
83
AlphaMark Advisors
Kentucky
$34K – – –
DADC
84
D.A. Davidson & Co
Montana
$34K – – –
FNBT
85
FineMark National Bank & Trust
Florida
$34K – – –
MWP
86
MYCIO Wealth Partners
Pennsylvania
$32K +$175 +2 +0.5%
OIA
87
Optimum Investment Advisors
Illinois
$28K – – –
QLMGAA
88
QS Legg Mason Global Asset Allocation
New York
$26K – – –
SF
89
Synovus Financial
Georgia
$22K +$88 +1 +0.4%
Northwestern Mutual Wealth Management
90
Northwestern Mutual Wealth Management
Wisconsin
$22K +$21.9K +250 New
PSI
91
Pinnacle Summer Investments
Virginia
$20K – – –
TWA
92
TCI Wealth Advisors
Arizona
$19K – – –
FFC
93
First Financial Corp
Indiana
$18K – – –
JFA
94
JNBA Financial Advisors
Minnesota
$17K – – –
FIG
95
Fusion Investment Group
Pennsylvania
$16K – – –
CFA
96
Carroll Financial Associates
North Carolina
$13K – – –
BBHC
97
Brown Brothers Harriman & Co
New York
$13K +$13.1K +150 New
S
98
SignatureFD
Georgia
$6K – – –
TCM
99
Tradewinds Capital Management
Washington
$6K – – –
PIA
100
Peachtree Investment Advisors
Georgia
$6K +$6.57K +75 New
1 2 3
4
5

IYM Hedge Fund Activity: Q3 2014 in Review

102 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares US Basic Materials ETF (IYM) for Q3 2014, worth a combined $372M — down 16% from $444M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of IYM and 8 opened new positions — a net loss of 5 holders — while 34 trimmed existing stakes and 33 added.

The largest buyer was United Capital Financial Advisors, opening a new position worth an estimated $24.7M. The largest seller was Goldman Sachs, cutting an estimated $56.7M.

  • 102 institutional investors held iShares US Basic Materials ETF (IYM) as of Q3 2014, down from 107 in Q2 2014.
  • Funds reported $372M of iShares US Basic Materials ETF stock for Q3 2014, down 16% quarter-over-quarter.
  • 8 funds opened new iShares US Basic Materials ETF positions in Q3 2014 and 13 closed out, a net change of -5 holders.
  • The largest iShares US Basic Materials ETF buyer in Q3 2014 was United Capital Financial Advisors, an estimated $24.7M added.
  • The largest iShares US Basic Materials ETF seller in Q3 2014 was Goldman Sachs, an estimated $56.7M sold.

Based on aggregated 13F filings for Q3 2014.