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iShares US Energy ETF
IYE

122 hedge funds and large institutions have $990M invested in iShares US Energy ETF in 2013 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 44 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 12

52% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 29

14% more funds holding

Funds holding: 107 → 122 (+15)

12% more capital invested

Capital invested by funds: $886M → $990M (+$104M)

0.53% more ownership

Funds ownership: 53.61% → 54.14% (+0.53%)

14% less funds holding in top 10

Funds holding in top 10: 7 → 6 (-1)

61% less call options, than puts

Call options by funds: $6.76M | Put options by funds: $17.4M

Holders
122
Holders Change
+15
Holders Change %
+14.02%
% of All Funds
3.54%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.17%
New
30
Increased
44
Reduced
29
Closed
12
Calls
$6.76M
Puts
$17.4M
Net Calls
-$10.6M
Net Calls Change
-$6M

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$44.1M
2
FSIM
F-Squared Investment Management
Massachusetts
+$43.7M
3
AssetMark Inc
AssetMark Inc
California
+$14.5M
4
Fidelity Investments
Fidelity Investments
Massachusetts
+$13.1M
5
Deutsche Bank
Deutsche Bank
Germany
+$10.9M

Top Sellers

1
NA
Navellier & Associates
Nevada
-$43.4M
2
Bank of America
Bank of America
North Carolina
-$42.9M
3
BFA
Beaumont Financial Advisors
Massachusetts
-$26.8M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$15.3M
5
AI
Atria Investments
North Carolina
-$4.53M
Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$211M +$44.1M +899,690 +27%
BTS
2
BB&T Securities
Virginia
$105M +$638K +13,019 +7%
FSIM
3
F-Squared Investment Management
Massachusetts
$69.3M +$43.7M +892,134 +186%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$68.6M -$15.3M -311,844 -19%
AssetMark Inc
5
AssetMark Inc
California
$59.6M +$14.5M +296,204 +34%
UCFA
6
United Capital Financial Advisors
Texas
$57.2M +$741K +15,122 +1%
PI
7
Placemark Investments
Illinois
$49.5M +$6.62M +135,052 +16%
TFA
8
Transamerica Financial Advisors
Florida
$35.7M +$7.64M +155,805 +28%
Bank of America
9
Bank of America
North Carolina
$31.9M -$42.9M -874,436 -58%
Goldman Sachs
10
Goldman Sachs
New York
$28.7M +$8.43M +171,903 +43%
Morgan Stanley
11
Morgan Stanley
New York
$27.5M +$917K +18,709 +4%
ANTB
12
AMG National Trust Bank
Colorado
$22M +$1.04M +21,182 +5%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$18.6M +$2.8M +57,022 +18%
Wells Fargo
14
Wells Fargo
California
$14.6M +$3.89M +79,267 +38%
SAM
15
Shamrock Asset Management
Texas
$14.3M +$982K +20,036 +8%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$13.5M +$13.1M +266,486 New
LPL Financial
17
LPL Financial
California
$13.3M -$1.18M -24,028 -8%
PFS
18
Prospera Financial Services
Texas
$11.9M +$1.55M +31,528 +15%
Deutsche Bank
19
Deutsche Bank
Germany
$11.5M +$10.9M +222,650 +4,067%
AI
20
Atria Investments
North Carolina
$10.4M -$4.53M -92,460 -31%
HP
21
HT Partners
Connecticut
$10.1M +$75.8K +1,547 +0.8%
U
22
UBS
Switzerland
$9.28M +$48.6K +991 +0.5%
JP Morgan Chase
23
JP Morgan Chase
New York
$5.8M -$324K -6,615 -5%
WI
24
WrapManager Inc
California
$5.73M +$500K +10,195 +10%
WA
25
WFG Advisors
Texas
$5.66M +$431K +8,784 +9%
1
2 3 4 5

IYE Hedge Fund Activity: Q4 2013 in Review

122 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares US Energy ETF (IYE) for Q4 2013, worth a combined $990M — up 12% from $886M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new IYE positions and 12 closed out — a net gain of 18 holders — while 44 added to existing stakes and 29 trimmed.

The largest buyer was Ameriprise, adding an estimated $44.1M. The largest seller was Navellier & Associates, cutting an estimated $43.4M.

  • 122 institutional investors held iShares US Energy ETF (IYE) as of Q4 2013, up from 107 in Q3 2013.
  • Funds reported $990M of iShares US Energy ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 30 funds opened new iShares US Energy ETF positions in Q4 2013 and 12 closed out, a net change of +18 holders.
  • The largest iShares US Energy ETF buyer in Q4 2013 was Ameriprise, an estimated $44.1M added.
  • The largest iShares US Energy ETF seller in Q4 2013 was Navellier & Associates, an estimated $43.4M sold.

Based on aggregated 13F filings for Q4 2013.