|
1
|
|
$30.9M
|
+$2.56M
|
+68,945
|
+9%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$13.2M
|
-$586K
|
-15,767
|
-4%
|
|
|
3
|
|
$13.1M
|
+$2.28M
|
+61,281
|
+21%
|
|
|
4
|
Ameriprise
Minneapolis,
Minnesota
|
$5.72M
|
-$106K
|
-2,865
|
-2%
|
|
|
5
|
National Planning Corporation
El Segundo,
California
|
$1.25M
|
+$66K
|
+1,777
|
+5%
|
|
|
6
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.13M
|
-$1.23M
|
-33,215
|
-52%
|
|
|
7
|
Timber Hill
Greenwich,
Connecticut
|
$1.13M
|
–
|
–
|
–
|
|
|
8
|
Wilmington Trust
Wilmington,
Delaware
|
$1.04M
|
-$156K
|
-4,206
|
-13%
|
|
|
9
|
LPL Financial
San Diego,
California
|
$829K
|
-$122K
|
-3,271
|
-13%
|
|
|
10
|
Truist Financial
Charlotte,
North Carolina
|
$701K
|
+$711K
|
+19,150
|
New
|
|
|
11
|
DRW Securities
Chicago,
Illinois
|
$268K
|
+$260K
|
+6,996
|
New
|
|
|
12
|
First National Bank of Omaha
Omaha,
Nebraska
|
$251K
|
–
|
–
|
–
|
|
|
13
|
|
$132K
|
+$19.6K
|
+528
|
+17%
|
|
|
14
|
AFT Forsyth & Company
West Palm Beach,
Florida
|
$59K
|
–
|
–
|
–
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$22K
|
+$22.3K
|
+600
|
New
|
|
|
16
|
WFG Advisors
Dallas,
Texas
|
$12K
|
–
|
–
|
–
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$11K
|
+$483
|
+13
|
+4%
|
|
|
18
|
Envestnet Asset Management
Chicago,
Illinois
|
$4K
|
+$4.35K
|
+117
|
New
|
|
|
19
|
Horizon Investments
Charlotte,
North Carolina
|
–
|
-$39.2M
|
-1,094,266
|
Closed
|
|
|
20
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.12M
|
-31,209
|
Closed
|
|
|
21
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$486K
|
-13,562
|
Closed
|
|
|
22
|
Tower Research Capital (TRC)
New York
|
–
|
-$1K
|
-27
|
Closed
|
|
