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IWMI

NEOS Russell 2000 High Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
Gradient Investments
Minnesota
$6.39M +$6.75M +130,546 New
Jane Street
2
Jane Street
New York
$1.88M +$968K +18,723 +95%
NWM
3
Napa Wealth Management
California
$1.41M +$339K +6,560 +30%
HNWAG
4
High Net Worth Advisory Group
Florida
$872K +$290K +5,612 +46%
SI
5
Stephens Inc
Arkansas
$746K +$147K +2,850 +23%
AWM
6
Axxcess Wealth Management
California
$526K +$556K +10,750 New
SWM
7
Spire Wealth Management
Virginia
$516K +$545K +10,547 New
Stifel Financial
8
Stifel Financial
Missouri
$472K +$498K +9,633 New
GSIAS
9
Garden State Investment Advisory Services
New Jersey
$311K +$328K +6,355 New
G
10
Gainplan
Michigan
$263K +$278K +5,376 New
CIAS
11
Capital Investment Advisory Services
North Carolina
$97.9K +$103K +2,000 New
Group One Trading
12
Group One Trading
Illinois
$94.9K +$100K +1,938 New
ACA
13
Aptus Capital Advisors
Alabama
$57.5K
GRP
14
Global Retirement Partners
California
$41.2K +$43.5K +842 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$14K +$14.5K +280 New
DFA
16
DHJJ Financial Advisors
Illinois
$2.55K +$2.69K +52 New
Fidelity Investments
17
Fidelity Investments
Massachusetts
$49
Wells Fargo
18
Wells Fargo
California
$28 +$52 +1 New
OMC
19
Old Mission Capital
Illinois
-$372K -7,244 Closed
UBS Group
20
UBS Group
Switzerland
-$238K -4,637 Closed
TSS
21
Two Sigma Securities
New York
-$207K -4,037 Closed
Osaic Holdings
22
Osaic Holdings
Arizona
-$51.4K -1,000 Closed