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iShares Russell 2000 ETF

760 hedge funds and large institutions have $30B invested in iShares Russell 2000 ETF in 2013 Q4 according to their latest regulatory filings, with 149 funds opening new positions, 272 increasing their positions, 248 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more first-time investments, than exits

New positions opened: 149 | Existing positions closed: 41

15% more funds holding

Funds holding: 662760 (+98)

9% more funds holding in top 10

Funds holding in top 10: 116126 (+10)

10% more repeat investments, than reductions

Existing positions increased: 272 | Existing positions reduced: 248

6% less capital invested

Capital invested by funds: $32B → $30B (-$1.94B)

9.08% less ownership

Funds ownership: 118.54%109.46% (-9.1%)

65% less call options, than puts

Call options by funds: $6.25B | Put options by funds: $18.1B

Holders
760
Holders Change
+98
Holders Change %
+14.8%
% of All Funds
22.06%
Holding in Top 10
126
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+8.62%
% of All Funds
3.66%
New
149
Increased
272
Reduced
248
Closed
41
Calls
$6.25B
Puts
$18.1B
Net Calls
-$11.9B
Net Calls Change
+$1.14B
Name Holding Trade Value Shares
Change
Change in
Stake
GGPS
451
Gary Goldberg Planning Services
New York
$1.3M -$58K -525 -4%
AllianceBernstein
452
AllianceBernstein
Tennessee
$1.3M +$1.25M +11,273 New
D.E. Shaw & Co
453
D.E. Shaw & Co
New York
$1.29M -$7.79M -70,496 -86%
HC
454
Highmount Capital
New York
$1.29M +$88.4K +800 +8%
PFS
455
Prospera Financial Services
Texas
$1.29M -$3.3M -29,905 -73%
ASN
456
Advisory Services Network
Georgia
$1.28M +$1.22M +11,076 New
FFC
457
First Financial Corp
Indiana
$1.27M -$55.2K -500 -4%
Kayne Anderson Rudnick Investment Management
458
Kayne Anderson Rudnick Investment Management
California
$1.27M +$322K +2,913 +36%
GKIM
459
GW&K Investment Management
Massachusetts
$1.25M +$1.2M +10,840 New
BBPWM
460
Blue Bell Private Wealth Management
Pennsylvania
$1.22M +$626K +5,670 +115%
DY
461
Dowling & Yahnke
California
$1.22M -$67.7K -613 -5%
PSUF
462
People's United Financial
Connecticut
$1.18M -$66.3K -600 -6%
F
463
Filament
Washington
$1.17M
RMDI
464
R.M. Davis Inc
Maine
$1.16M -$55.4K -502 -5%
DHFB
465
Dixon Hubard Feinour & Brown
Virginia
$1.15M +$497K +4,500 +83%
UR
466
USCA RIA
Texas
$1.14M -$248K -2,246 -18%
HMC
467
Harvard Management Company
Massachusetts
$1.14M -$3.22M -29,175 -75%
CB
468
Chemical Bank
Michigan
$1.14M +$488K +4,417 +81%
MJRIC
469
Mogy Joel R Investment Counsel
California
$1.12M
WCF
470
West Coast Financial
California
$1.1M +$9.94K +90 +0.9%
MFO
471
Marcuard Family Office
Switzerland
$1.1M
DJSG
472
D.J. St. Germain
Massachusetts
$1.08M -$21.5K -195 -2%
M&T Bank
473
M&T Bank
New York
$1.08M +$396K +3,587 +62%
DMS
474
Discretionary Management Services
Kansas
$1.07M -$1.74M -15,730 -63%
GA
475
GFS Advisors
Texas
$1.07M +$262K +2,374 +34%

IWM Hedge Fund Activity: Q4 2013 in Review

760 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Russell 2000 ETF (IWM) for Q4 2013, worth a combined $30B — down 6.1% from $32B a quarter earlier.

Buyers outnumbered sellers: 149 funds opened new IWM positions and 41 closed out — a net gain of 108 holders — while 272 added to existing stakes and 248 trimmed.

The largest buyer was Nomura Holdings, adding an estimated $619M. The largest seller was Good Harbor Financial, exiting entirely with an estimated $1.67B sold.

  • 760 institutional investors held iShares Russell 2000 ETF (IWM) as of Q4 2013, up from 662 in Q3 2013.
  • Funds reported $30B of iShares Russell 2000 ETF stock for Q4 2013, down 6.1% quarter-over-quarter.
  • 149 funds opened new iShares Russell 2000 ETF positions in Q4 2013 and 41 closed out, a net change of +108 holders.
  • The largest iShares Russell 2000 ETF buyer in Q4 2013 was Nomura Holdings, an estimated $619M added.
  • The largest iShares Russell 2000 ETF seller in Q4 2013 was Good Harbor Financial, an estimated $1.67B sold.

Based on aggregated 13F filings for Q4 2013.