|
4126
|
Spurstone Advisory Services
Higganum,
Connecticut
|
$4.5K
|
–
|
–
|
–
|
|
|
4127
|
Banque Cantonale Vaudoise
Lausanne,
Switzerland
|
$3.45K
|
+$109K
|
+150
|
+3%
|
|
|
4128
|
Ball & Co Wealth Management
Franklin,
Tennessee
|
$3K
|
+$728
|
+1
|
+33%
|
|
|
4129
|
NVWM LLC
Yardley,
Pennsylvania
|
$1.5K
|
-$26.2K
|
-36
|
-95%
|
|
|
4130
|
Chelsea Counsel Company
Los Angeles,
California
|
$749
|
–
|
–
|
–
|
|
|
4131
|
Evoke Wealth
Los Angeles,
California
|
–
|
-$459M
|
-702,776
|
Closed
|
|
|
4132
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$245M
|
-375,031
|
Closed
|
|
|
4133
|
Provida Pension Fund Administrator
Las Condes, Santiago,
Chile
|
–
|
-$171M
|
-262,048
|
Closed
|
|
|
4134
|
M Holdings Securities
Portland,
Oregon
|
–
|
-$65.4M
|
-97,699
|
Closed
|
|
|
4135
|
SkyView Investment Advisors
Shrewsbury,
New Jersey
|
–
|
-$51.1M
|
-78,205
|
Closed
|
|
|
4136
|
University of Chicago
Chicago,
Illinois
|
–
|
-$19.8M
|
-30,317
|
Closed
|
|
|
4137
|
Ashton Thomas Securities
Rochester,
New York
|
–
|
-$19.4M
|
-29,665
|
Closed
|
|
|
4138
|
Old Mission Capital
Chicago,
Illinois
|
–
|
-$8.1M
|
-11,125
|
Closed
|
|
|
4139
|
Quadrant Private Wealth Management
Center Valley,
Pennsylvania
|
–
|
-$5.09M
|
-7,796
|
Closed
|
|
|
4140
|
Vivaldi Capital Management
Chicago,
Illinois
|
–
|
-$4.79M
|
-7,340
|
Closed
|
|
|
4141
|
Hudson Bay Capital Management
Stamford,
Connecticut
|
–
|
-$4.57M
|
-7,000
|
Closed
|
|
|
4142
|
Polymer Capital Management (HK)
Hong Kong
|
–
|
-$4.18M
|
-6,400
|
Closed
|
|
|
4143
|
Bank of Jackson Hole Trust
Jackson,
Wyoming
|
–
|
-$3.52M
|
-5,384
|
Closed
|
|
|
4144
|
Redwood Wealth Management Group
Medford,
New Jersey
|
–
|
-$3.49M
|
-5,350
|
Closed
|
|
|
4145
|
Pathfinder Wealth Consulting
Wilmington,
North Carolina
|
–
|
-$3M
|
-4,590
|
Closed
|
|
|
4146
|
TD Asset Management
Toronto,
Ontario, Canada
|
–
|
-$2.82M
|
-4,313
|
Closed
|
|
|
4147
|
Sanders Morris Harris
Houston,
Texas
|
–
|
-$2.41M
|
-3,685
|
Closed
|
|
|
4148
|
Sachetta
Lynnfield,
Massachusetts
|
–
|
-$2.05M
|
-3,131
|
Closed
|
|
|
4149
|
Integrity Wealth Solutions
Denver,
Colorado
|
–
|
-$1.46M
|
-2,238
|
Closed
|
|
|
4150
|
Quattro Financial Advisors
The Woodlands,
Texas
|
–
|
-$1.07M
|
-1,634
|
Closed
|
|
