|
1
|
|
$4.9M
|
+$5M
|
+100,000
|
New
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$4.81M
|
+$500K
|
+10,002
|
+11%
|
|
|
3
|
LPL Financial
San Diego,
California
|
$2.76M
|
+$1.24M
|
+24,736
|
+77%
|
|
|
4
|
Cetera Advisor Networks
El Segundo,
California
|
$2.57M
|
–
|
–
|
–
|
|
|
5
|
|
$2.4M
|
+$1.26M
|
+25,182
|
+106%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$1.95M
|
+$89.4K
|
+1,790
|
+5%
|
|
|
7
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$771K
|
+$481K
|
+9,630
|
+158%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$544K
|
+$376K
|
+7,516
|
+210%
|
|
|
9
|
SG Americas Securities
New York
|
$469K
|
-$700K
|
-14,000
|
-59%
|
|
|
10
|
MSI Financial Services
Springfield,
Massachusetts
|
$433K
|
+$335K
|
+6,706
|
+314%
|
|
|
11
|
|
$350K
|
-$5.8K
|
-116
|
-2%
|
|
|
12
|
|
$321K
|
-$61.8K
|
-1,236
|
-16%
|
|
|
13
|
|
$291K
|
–
|
–
|
–
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$271K
|
+$144K
|
+2,884
|
+108%
|
|
|
15
|
Next Financial Group
Houston,
Texas
|
$48K
|
–
|
–
|
–
|
|
|
16
|
Managed Account Advisors
Jersey City,
New Jersey
|
$45K
|
–
|
–
|
–
|
|
|
17
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$4K
|
–
|
–
|
–
|
|
|
18
|
Noven Financial Group
Denver,
Colorado
|
–
|
-$2.36M
|
-47,670
|
Closed
|
|
|
19
|
Timber Hill
Greenwich,
Connecticut
|
–
|
-$262K
|
-5,290
|
Closed
|
|
|
20
|
Naples Global Advisors
Naples,
Florida
|
–
|
-$218K
|
-4,400
|
Closed
|
|
|
21
|
|
–
|
-$14K
|
-282
|
Closed
|
|
|
22
|
Tower Research Capital (TRC)
New York
|
–
|
-$10K
|
-200
|
Closed
|
|
