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Vanguard S&P Mid-Cap 400 Value ETF

39 hedge funds and large institutions have $57M invested in Vanguard S&P Mid-Cap 400 Value ETF in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

183% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 6

56% more capital invested

Capital invested by funds: $36.6M → $57M (+$20.4M)

26% more funds holding

Funds holding: 3139 (+8)

3.88% more ownership

Funds ownership: 15.87%19.74% (+3.9%)

Holders
39
Holders Change
+8
Holders Change %
+25.81%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
17
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$9.12M +$1.88M +35,596 +28%
Wells Fargo
2
Wells Fargo
California
$7.27M +$837K +15,836 +14%
Bank of America
3
Bank of America
North Carolina
$6.12M +$3.09M +58,410 +111%
UBS Group
4
UBS Group
Switzerland
$4.97M +$2.23M +42,160 +88%
CAN
5
Cetera Advisor Networks
California
$3.8M -$3.44M -65,034 -49%
KeyBank National Association
6
KeyBank National Association
Ohio
$3.53M +$3.39M +64,046 New
Morgan Stanley
7
Morgan Stanley
New York
$2.63M +$1.21M +22,970 +93%
AWM
8
Avior Wealth Management
Nebraska
$2.45M +$114K +2,156 +5%
BCM
9
Barometer Capital Management
Ontario, Canada
$2.45M +$2.35M +44,400 New
PAG
10
Private Advisor Group
New Jersey
$1.88M +$1.05M +19,788 +143%
Jane Street
11
Jane Street
New York
$1.76M +$1.69M +31,940 New
MFS
12
MSI Financial Services
Massachusetts
$1.3M +$184K +3,488 +17%
RWP
13
RWA Wealth Partners
Massachusetts
$1.22M +$1.17M +22,152 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.15M +$224K +4,240 +26%
PAG
15
Private Advisory Group
Washington
$1.15M +$1.1M +20,782 New
Franklin Resources
16
Franklin Resources
California
$1.01M
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$915K -$1.17M -22,120 -57%
FTS
18
Fifth Third Securities
Ohio
$860K +$826K +15,626 New
AG
19
Advisor Group
Arizona
$470K +$417K +7,888 +1,252%
UR
20
USCA RIA
Texas
$462K -$470K -8,888 -51%
Vanguard Group
21
Vanguard Group
Pennsylvania
$429K +$195K +3,682 +90%
Creative Planning
22
Creative Planning
Kansas
$304K +$23.3K +440 +9%
WA
23
WBH Advisory
Maryland
$252K +$3.17K +60 +1%
FAAS
24
First Allied Advisory Services
California
$249K -$249K -4,702 -51%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$231K +$221K +4,188 New

IVOV Hedge Fund Activity: Q4 2016 in Review

39 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Mid-Cap 400 Value ETF (IVOV) for Q4 2016, worth a combined $57M — up 56% from $36.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IVOV positions and 3 closed out — a net gain of 8 holders — while 17 added to existing stakes and 6 trimmed.

The largest buyer was KeyBank National Association, opening a new position worth an estimated $3.39M. The largest seller was Cetera Advisor Networks, cutting an estimated $3.44M.

  • 39 institutional investors held Vanguard S&P Mid-Cap 400 Value ETF (IVOV) as of Q4 2016, up from 31 in Q3 2016.
  • Funds reported $57M of Vanguard S&P Mid-Cap 400 Value ETF stock for Q4 2016, up 56% quarter-over-quarter.
  • 11 funds opened new Vanguard S&P Mid-Cap 400 Value ETF positions in Q4 2016 and 3 closed out, a net change of +8 holders.
  • The largest Vanguard S&P Mid-Cap 400 Value ETF buyer in Q4 2016 was KeyBank National Association, an estimated $3.39M added.
  • The largest Vanguard S&P Mid-Cap 400 Value ETF seller in Q4 2016 was Cetera Advisor Networks, an estimated $3.44M sold.

Based on aggregated 13F filings for Q4 2016.