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Vanguard S&P Mid-Cap 400 ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$157M +$63.9M +643,196 +75%
Bank of America
2
Bank of America
North Carolina
$124M -$19.2M -193,170 -14%
UBS Group
3
UBS Group
Switzerland
$103M +$12.7M +127,743 +15%
Morgan Stanley
4
Morgan Stanley
New York
$102M +$5.81M +58,478 +6%
LMIM
5
Lockheed Martin Investment Management
Maryland
$78.7M
HFS
6
Hantz Financial Services
Michigan
$56.6M +$15.8M +158,706 +42%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$56.1M +$4.76M +47,841 +10%
SILC
8
Starr Indemnity & Liability Company
New York
$38.2M +$36.2M +364,098 New
Raymond James Financial
9
Raymond James Financial
Florida
$32.9M +$537K +5,405 +2%
LPL Financial
10
LPL Financial
California
$31.3M +$556K +5,597 +2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$27M +$466K +4,690 +2%
Wells Fargo
12
Wells Fargo
California
$25M -$104K -1,044 -0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$24.1M +$3.31M +33,305 +17%
CVSC
14
C.V. Starr & Co
New York
$23.9M +$22.6M +227,427 New
Ameriprise
15
Ameriprise
Minnesota
$21.4M +$1.65M +16,568 +9%
JP Morgan Chase
16
JP Morgan Chase
New York
$18.2M -$2.77M -27,869 -14%
AF
17
Allworth Financial
California
$16.6M -$455K -4,574 -3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$15.7M +$10.5K +106 +0.1%
FF
19
Francis Financial
$15.3M -$4.54M -45,667 -24%
ONB
20
Old National Bancorp
Indiana
$14.8M +$853K +8,578 +6%
DADC
21
D.A. Davidson & Co
Montana
$13.8M +$1.92M +19,335 +17%
Osaic Holdings
22
Osaic Holdings
Arizona
$12.1M +$831K +8,363 +8%
ECM
23
Evergreen Capital Management
Washington
$12M +$681K +6,851 +6%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$11.9M -$6.16K -62 -0.1%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$11.2M +$436K +4,386 +4%