|
301
|
Central Pacific Bank - Trust Division
Honolulu,
Hawaii
|
$2.97K
|
–
|
–
|
–
|
|
|
302
|
Bradley & Co Private Wealth Management
Miami,
Florida
|
$1.14K
|
–
|
–
|
–
|
|
|
303
|
Rialto Wealth Management
Syracuse,
New York
|
$686
|
–
|
–
|
–
|
|
|
304
|
Rossby Financial
Melbourne,
Florida
|
$115
|
+$118
|
+1
|
New
|
|
|
305
|
Axxcess Wealth Management
Carlsbad,
California
|
–
|
-$3.59M
|
-32,084
|
Closed
|
|
|
306
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.57M
|
-14,001
|
Closed
|
|
|
307
|
|
–
|
-$871K
|
-7,788
|
Closed
|
|
|
308
|
Diversify Advisory Services
Sandy,
Utah
|
–
|
-$526K
|
-4,437
|
Closed
|
|
|
309
|
TIAA Trust, National Association
Charlotte,
North Carolina
|
–
|
-$415K
|
-3,709
|
Closed
|
|
|
310
|
Dutch Asset Corp
Selkirk,
New York
|
–
|
-$398K
|
-3,564
|
Closed
|
|
|
311
|
Brinker Capital Investments
Berwyn,
Pennsylvania
|
–
|
-$268K
|
-2,396
|
Closed
|
|
|
312
|
Sierra Capital
Miami,
Florida
|
–
|
-$228K
|
-2,043
|
Closed
|
|
|
313
|
Mountain Capital Investment Advisors
Westminster,
Colorado
|
–
|
-$229K
|
-1,942
|
Closed
|
|
|
314
|
Tower Research Capital (TRC)
New York
|
–
|
-$171K
|
-1,526
|
Closed
|
|
|
315
|
IFC & Insurance Marketing
Auburn,
California
|
–
|
-$57K
|
-507
|
Closed
|
|
|
316
|
Optima Capital
Beaverton,
Oregon
|
–
|
-$38.7K
|
-346
|
Closed
|
|
|
317
|
Arax Advisory Partners
Denver,
Colorado
|
–
|
-$6.71K
|
-60
|
Closed
|
|
|
318
|
Fourth Dimension Wealth
Middleburg Heights,
Ohio
|
–
|
-$1.12K
|
-10
|
Closed
|
|
|
319
|
SHP Wealth Management
Plymouth,
Massachusetts
|
–
|
-$1.12K
|
-10
|
Closed
|
|
