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Vanguard S&P Mid-Cap 400 Growth ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
1
Deutsche Bank
Germany
$4.7M +$4.62M +100,000 New
Wells Fargo
2
Wells Fargo
California
$4.07M +$84K +1,820 +2%
UBS
3
UBS
Switzerland
$3.02M +$448K +9,694 +18%
Cetera Advisor Networks
4
Cetera Advisor Networks
California
$1.76M +$402K +8,710 +30%
Morgan Stanley
5
Morgan Stanley
New York
$791K +$63.4K +1,372 +9%
LPL Financial
6
LPL Financial
California
$504K +$14.7K +318 +3%
Bank of America
7
Bank of America
North Carolina
$403K -$298K -6,444 -43%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$244K -$8.13K -176 -3%
Stifel Financial
9
Stifel Financial
Missouri
$222K +$217K +4,708 New
Bank of New York Mellon
10
Bank of New York Mellon
New York
$211K – – –
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
$113K – – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$79K +$77.2K +1,672 New
Palladium Partners
13
Palladium Partners
Virginia
$78K +$76.2K +1,650 New
American International Group
14
American International Group
New York
$67.1K +$33.5K +726 +104%
Creative Planning
15
Creative Planning
Kansas
$52K +$50.8K +1,100 New
FA
16
Financial Advantage
Maryland
$50K +$49.5K +1,072 New
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$37K – – –
Citigroup
18
Citigroup
New York
$15K +$14.6K +316 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
– -$555K -12,036 Closed
Timber Hill
20
Timber Hill
Connecticut
– -$456K -9,898 Closed
SG Americas Securities
21
SG Americas Securities
New York
– -$442K -9,600 Closed
Virtu Financial
22
Virtu Financial
New York
– -$369K -8,014 Closed