|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$6.23M
|
–
|
–
|
–
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$3.99M
|
-$169K
|
-14,310
|
-4%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$3.46M
|
+$247K
|
+20,878
|
+8%
|
|
|
4
|
Laurion Capital Management
New York
|
$3.4M
|
+$3.16M
|
+266,900
|
New
|
|
|
5
|
Saba Capital Management
New York
|
$3.22M
|
+$1.71M
|
+144,510
|
+133%
|
|
|
6
|
|
$2.61M
|
-$239K
|
-20,191
|
-9%
|
|
|
7
|
City of London Investment Management
London,
United Kingdom
|
$2.48M
|
–
|
–
|
–
|
|
|
8
|
Mariner Investment Group
Harrison,
New York
|
$2.35M
|
-$271K
|
-22,894
|
-11%
|
|
|
9
|
|
$2.11M
|
-$91.5K
|
-7,728
|
-4%
|
|
|
10
|
Advisors Asset Management
Monument,
Colorado
|
$2.09M
|
-$2.45M
|
-206,979
|
-56%
|
|
|
11
|
Yorktown Management & Research Company
Forest,
Virginia
|
$2.04M
|
+$473K
|
+40,000
|
+33%
|
|
|
12
|
Parametric Portfolio Associates
Seattle,
Washington
|
$1.83M
|
-$47.3K
|
-4,001
|
-3%
|
|
|
13
|
SII Investments
Appleton,
Wisconsin
|
$1.68M
|
+$1.09M
|
+91,822
|
+228%
|
|
|
14
|
Wolverine Asset Management
Chicago,
Illinois
|
$1.45M
|
-$447K
|
-37,788
|
-25%
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$1.4M
|
-$274K
|
-23,150
|
-17%
|
|
|
16
|
Capital Investment Advisors
Atlanta,
Georgia
|
$971K
|
-$31.5K
|
-2,665
|
-3%
|
|
|
17
|
LPL Financial
San Diego,
California
|
$826K
|
-$690K
|
-58,314
|
-47%
|
|
|
18
|
AQR Arbitrage
Greenwich,
Connecticut
|
$806K
|
+$9.82K
|
+830
|
+1%
|
|
|
19
|
Franklin Resources
San Mateo,
California
|
$781K
|
+$726K
|
+61,373
|
New
|
|
|
20
|
Private Advisor Group
Morristown,
New Jersey
|
$444K
|
-$14.3K
|
-1,205
|
-3%
|
|
|
21
|
|
$360K
|
–
|
–
|
–
|
|
|
22
|
UBS Group
Zurich,
Switzerland
|
$353K
|
+$64.3K
|
+5,434
|
+24%
|
|
|
23
|
Cobiz Wealth
Denver,
Colorado
|
$318K
|
–
|
–
|
–
|
|
|
24
|
Coastal Bridge Advisors
Westport,
Connecticut
|
$209K
|
+$195K
|
+16,450
|
New
|
|
|
25
|
Hollencrest Capital Management
Newport Beach,
California
|
$135K
|
–
|
–
|
–
|
|
