|
1
|
Barclays
London,
United Kingdom
|
$539
|
+$539
|
+10,795
|
New
|
|
|
2
|
Cypress Capital Management (Wyoming)
Sheridan,
Wyoming
|
$3
|
–
|
–
|
–
|
|
|
3
|
|
–
|
-$26K
|
-890,083
|
Closed
|
|
|
4
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$4.16K
|
-138,600
|
Closed
|
|
|
5
|
Gen-Wealth Partners
Zeeland,
Michigan
|
–
|
-$2.48K
|
-82,617
|
Closed
|
|
|
6
|
Jump Financial
Chicago,
Illinois
|
–
|
-$2.17K
|
-72,156
|
Closed
|
|
|
7
|
Krilogy Financial
St. Louis,
Missouri
|
–
|
-$1.74K
|
-69,761
|
Closed
|
|
|
8
|
XTX Topco
George Town,
Cayman Islands
|
–
|
-$1.48K
|
-49,380
|
Closed
|
|
|
9
|
MAI Capital Management
Independence,
Ohio
|
–
|
-$1.05K
|
-35,000
|
Closed
|
|
|
10
|
SG Americas Securities
New York
|
–
|
-$1K
|
-33,464
|
Closed
|
|
|
11
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
–
|
-$600
|
-20,000
|
Closed
|
|
|
12
|
|
–
|
-$471
|
-15,713
|
Closed
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
–
|
-$96
|
-3,201
|
Closed
|
|
|
14
|
Medallion Wealth Advisors
Farmington,
Connecticut
|
–
|
-$50
|
-1,680
|
Closed
|
|
|
15
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$29
|
-993
|
Closed
|
|
|
16
|
Activest Wealth Management
Aventure,
Florida
|
–
|
-$4
|
-133
|
Closed
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
–
|
-$3
|
-85
|
Closed
|
|
|
18
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
–
|
-$2
|
-66
|
Closed
|
|
|
19
|
Robinswood Financial
Kirkland,
Washington
|
–
|
-$1
|
-66
|
Closed
|
|
