|
1
|
AWM Investment Company
New York
|
$5.55M
|
–
|
–
|
–
|
|
|
2
|
S Squared Technology
New York
|
$1.94M
|
–
|
–
|
–
|
|
|
3
|
Vanguard Group
Malvern,
Pennsylvania
|
$462K
|
+$2.65K
|
+60
|
+0.4%
|
|
|
4
|
Robeco Schweiz
Zurich,
Switzerland
|
$250K
|
-$512K
|
-11,600
|
-59%
|
|
|
5
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$212K
|
+$118K
|
+2,676
|
+71%
|
|
|
6
|
Electron Capital Partners
New York
|
$89K
|
–
|
–
|
–
|
|
|
7
|
BlackRock Fund Advisors
San Francisco,
California
|
$84K
|
+$17K
|
+386
|
+18%
|
|
|
8
|
Thompson Davis & Co
Richmond,
Virginia
|
$71K
|
–
|
–
|
–
|
|
|
9
|
Geode Capital Management
Boston,
Massachusetts
|
$70K
|
–
|
–
|
–
|
|
|
10
|
GAM Holding
Zurich,
Switzerland
|
$51K
|
-$93K
|
-2,109
|
-58%
|
|
|
11
|
Bank of New York Mellon
New York
|
$50K
|
+$66.7K
|
+1,511
|
New
|
|
|
12
|
Auxier Asset Management
Aurora,
Oregon
|
$47K
|
–
|
–
|
–
|
|
|
13
|
Northern Trust
Chicago,
Illinois
|
$43K
|
+$57.5K
|
+1,304
|
New
|
|
|
14
|
|
$36K
|
-$1.19K
|
-27
|
-2%
|
|
|
15
|
Stanford Investment Group
Mountain View,
California
|
$17K
|
–
|
–
|
–
|
|
|
16
|
|
$7K
|
-$2.96K
|
-67
|
-25%
|
|
|
17
|
BlackRock Investment Management
Wilmington,
Delaware
|
$5K
|
–
|
–
|
–
|
|
|
18
|
Creative Planning
Overland Park,
Kansas
|
$3K
|
+$4.41K
|
+100
|
New
|
|
|
19
|
Magee Thomson Investment Partners
San Diego,
California
|
$1K
|
–
|
–
|
–
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$1K
|
+$882
|
+20
|
+200%
|
|
|
21
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$129K
|
-2,500
|
Closed
|
|
|
22
|
Marathon Capital Management
Hunt Valley,
Maryland
|
–
|
-$103K
|
-2,000
|
Closed
|
|
|
23
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$52K
|
-1,000
|
Closed
|
|
|
24
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$5K
|
-100
|
Closed
|
|
|
25
|
UBS Group
Zurich,
Switzerland
|
–
|
-$2K
|
-41
|
Closed
|
|
