|
1
|
Advisors Asset Management
Monument,
Colorado
|
$8.87M
|
-$1.61M
|
-82,095
|
-15%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$8.14M
|
+$7.22M
|
+368,202
|
+694%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$6.97M
|
-$349K
|
-17,791
|
-5%
|
|
|
4
|
|
$6.4M
|
+$2.37M
|
+120,669
|
+57%
|
|
|
5
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$2.97M
|
+$1.02M
|
+52,171
|
+51%
|
|
|
6
|
|
$2.92M
|
+$391K
|
+19,936
|
+15%
|
|
|
7
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$2.16M
|
+$1.16M
|
+59,353
|
+113%
|
|
|
8
|
Wolverine Asset Management
Chicago,
Illinois
|
$1.57M
|
+$1.29M
|
+65,899
|
+433%
|
|
|
9
|
Yakira Capital Management
Westport,
Connecticut
|
$1.51M
|
+$1.53M
|
+78,280
|
New
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$1.51M
|
+$174K
|
+8,854
|
+13%
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
$1.28M
|
-$222K
|
-11,324
|
-15%
|
|
|
12
|
Cornerstone Advisors
Asheville,
North Carolina
|
$923K
|
+$937K
|
+47,774
|
New
|
|
|
13
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$817K
|
+$829K
|
+42,285
|
New
|
|
|
14
|
D.A. Davidson & Co
Great Falls,
Montana
|
$816K
|
-$416K
|
-21,193
|
-33%
|
|
|
15
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$492K
|
+$280K
|
+14,300
|
+128%
|
|
|
16
|
Shaker Financial Services
Arlington,
Virginia
|
$437K
|
+$443K
|
+22,604
|
New
|
|
|
17
|
Tower Research Capital (TRC)
New York
|
$371K
|
+$365K
|
+18,592
|
+3,028%
|
|
|
18
|
HighTower Advisors
Chicago,
Illinois
|
$297K
|
+$301K
|
+15,355
|
New
|
|
|
19
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$272K
|
+$276K
|
+14,066
|
New
|
|
|
20
|
Barclays
London,
United Kingdom
|
$84K
|
+$44.3K
|
+2,261
|
+100%
|
|
|
21
|
|
$58K
|
–
|
–
|
–
|
|
|
22
|
MSI Financial Services
Springfield,
Massachusetts
|
$30K
|
+$30.4K
|
+1,553
|
New
|
|
|
23
|
ClearBridge Investments
New York
|
$11K
|
–
|
–
|
–
|
|
|
24
|
TFS Capital
West Chester,
Pennsylvania
|
–
|
-$725K
|
-36,496
|
Closed
|
|
