|
1
|
Neuberger Berman Group
New York
|
–
|
-$7.88M
|
-4,425,200
|
Closed
|
|
|
2
|
Ionic Capital Management
New York
|
–
|
-$7.85M
|
-4,407,331
|
Closed
|
|
|
3
|
Aristeia Capital
Greenwich,
Connecticut
|
–
|
-$4.14M
|
-2,321,007
|
Closed
|
|
|
4
|
LMR Partners
London,
United Kingdom
|
–
|
-$2.42M
|
-1,356,746
|
Closed
|
|
|
5
|
|
–
|
-$1.78M
|
-1,002,487
|
Closed
|
|
|
6
|
Zazove Associates
Incline Village,
Nevada
|
–
|
-$1.68M
|
-943,216
|
Closed
|
|
|
7
|
Fort Baker Capital Management
Larkspur,
California
|
–
|
-$626K
|
-351,761
|
Closed
|
|
|
8
|
|
–
|
-$381K
|
-213,326
|
Closed
|
|
|
9
|
Jupiter Asset Management
London,
United Kingdom
|
–
|
-$263K
|
-147,537
|
Closed
|
|
|
10
|
|
–
|
-$134K
|
-75,000
|
Closed
|
|
|
11
|
Cowen and Company
New York
|
–
|
-$36.5K
|
-20,494
|
Closed
|
|
|
12
|
Certuity
North Palm Beach,
Florida
|
–
|
-$17.8K
|
-10,000
|
Closed
|
|
|
13
|
Valmark Advisers
Akron,
Ohio
|
–
|
-$17.8K
|
-10,000
|
Closed
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
–
|
-$12K
|
-6,722
|
Closed
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$9K
|
-4,928
|
Closed
|
|
|
16
|
Register Financial Advisors
Atlanta,
Georgia
|
–
|
-$7.65K
|
-4,300
|
Closed
|
|
|
17
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$3.56K
|
-2,000
|
Closed
|
|
|
18
|
Tower Research Capital (TRC)
New York
|
–
|
-$9
|
-5
|
Closed
|
|
