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IMMP

Immutep

Name Holding Trade Value Shares
Change
Change in
Stake
PC
1
Polar Capital
United Kingdom
$909K +$675K +245,698 New
Renaissance Technologies
2
Renaissance Technologies
New York
$312K +$231K +84,240 New
Deutsche Bank
3
Deutsche Bank
Germany
$301K +$223K +81,240 New
Morgan Stanley
4
Morgan Stanley
New York
$238K +$6.87K +2,500 +4%
VF
5
Virtu Financial
New York
$180K +$134K +48,716 New
Stifel Financial
6
Stifel Financial
Missouri
$83K +$57.7K +21,000 New
Creative Planning
7
Creative Planning
Kansas
$43K +$31.9K +11,600 New
Ameriprise
8
Ameriprise
Minnesota
$42K +$31.1K +11,330 New
CH
9
Canton Hathaway
Rhode Island
$38K +$28.3K +10,300 New
VWM
10
Valley Wealth Managers
New Jersey
$37K
BFM
11
Boothbay Fund Management
New York
-$134K -56,424 Closed
WPC
12
Waters Parkerson & Co
Louisiana
-$48K -20,000 Closed
TDC
13
Thompson Davis & Co
Virginia
-$1K -400 Closed