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iShares S&P Mid-Cap 400 Growth ETF

379 hedge funds and large institutions have $3.45B invested in iShares S&P Mid-Cap 400 Growth ETF in 2016 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 138 increasing their positions, 115 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

203% more call options, than puts

Call options by funds: $6.36M | Put options by funds: $2.1M

115% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 26

26% more funds holding in top 10

Funds holding in top 10: 1924 (+5)

20% more repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 115

7% more funds holding

Funds holding: 354379 (+25)

5.88% more ownership

Funds ownership: 231.67%237.55% (+5.9%)

6% more capital invested

Capital invested by funds: $3.27B → $3.45B (+$184M)

Holders
379
Holders Change
+25
Holders Change %
+7.06%
% of All Funds
9.47%
Holding in Top 10
24
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+26.32%
% of All Funds
0.6%
New
56
Increased
138
Reduced
115
Closed
26
Calls
$6.36M
Puts
$2.1M
Net Calls
+$4.26M
Net Calls Change
-$1.14M
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$1.25B -$63.7M -1,447,796 -5%
Morgan Stanley
2
Morgan Stanley
New York
$319M +$14.7M +333,520 +5%
Goldman Sachs
3
Goldman Sachs
New York
$158M -$3.95M -89,756 -3%
Bank of America
4
Bank of America
North Carolina
$140M +$10.9M +246,900 +9%
UBS Group
5
UBS Group
Switzerland
$106M +$6.81M +154,672 +7%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$96.1M +$2.3M +52,216 +3%
EFS
7
Edelman Financial Services
Virginia
$77.5M +$2.05M +46,532 +3%
KeyBank National Association
8
KeyBank National Association
Ohio
$61M -$757K -17,196 -1%
RJA
9
Raymond James & Associates
Florida
$60.6M +$2.75M +62,432 +5%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$43.1M +$24.7M +560,012 +145%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$41.7M -$9.28M -210,720 -18%
Stifel Financial
12
Stifel Financial
Missouri
$36.9M +$3.05M +69,348 +9%
LPL Financial
13
LPL Financial
California
$35.7M +$2.11M +47,840 +7%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$32.2M +$1.19M +26,916 +4%
CDIA
15
Capital Directions Investment Advisors
Georgia
$31.1M -$2.45M -55,572 -8%
Ameriprise
16
Ameriprise
Minnesota
$31M +$7.49M +170,204 +33%
BF
17
BOK Financial
Oklahoma
$30.1M -$785K -17,828 -3%
Northern Trust
18
Northern Trust
Illinois
$29.5M -$64.8K -1,472 -0.2%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$27.7M +$2.56M +58,184 +11%
SCM
20
Sandler Capital Management
New York
$25.7M +$24.8M +563,600 New
WF
21
WealthTrust Fairport
Ohio
$25.7M +$365K +8,300 +1%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$25.2M -$29.9K -680 -0.1%
DADC
23
D.A. Davidson & Co
Montana
$18.2M +$1.21M +27,432 +7%
MM
24
Main Management
California
$17.8M -$491K -11,148 -3%
1IA
25
1834 Investment Advisors
Wisconsin
$17.8M +$207K +4,692 +1%

IJK Hedge Fund Activity: Q4 2016 in Review

379 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares S&P Mid-Cap 400 Growth ETF (IJK) for Q4 2016, worth a combined $3.45B — up 5.6% from $3.27B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new IJK positions and 26 closed out — a net gain of 30 holders — while 138 added to existing stakes and 115 trimmed.

The largest buyer was Sandler Capital Management, opening a new position worth an estimated $24.8M. The largest seller was Wells Fargo, cutting an estimated $63.7M.

  • 379 institutional investors held iShares S&P Mid-Cap 400 Growth ETF (IJK) as of Q4 2016, up from 354 in Q3 2016.
  • Funds reported $3.45B of iShares S&P Mid-Cap 400 Growth ETF stock for Q4 2016, up 5.6% quarter-over-quarter.
  • 56 funds opened new iShares S&P Mid-Cap 400 Growth ETF positions in Q4 2016 and 26 closed out, a net change of +30 holders.
  • The largest iShares S&P Mid-Cap 400 Growth ETF buyer in Q4 2016 was Sandler Capital Management, an estimated $24.8M added.
  • The largest iShares S&P Mid-Cap 400 Growth ETF seller in Q4 2016 was Wells Fargo, an estimated $63.7M sold.

Based on aggregated 13F filings for Q4 2016.