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iShares S&P Mid-Cap 400 Value ETF

216 hedge funds and large institutions have $1.85B invested in iShares S&P Mid-Cap 400 Value ETF in 2013 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 97 increasing their positions, 60 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 60

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

12% more capital invested

Capital invested by funds: $1.65B → $1.85B (+$201M)

2% more funds holding

Funds holding: 211216 (+5)

5% less funds holding in top 10

Funds holding in top 10: 1918 (-1)

28.53% less ownership

Funds ownership: 140.79%112.26% (-29%)

Holders
216
Holders Change
+5
Holders Change %
+2.37%
% of All Funds
7%
Holding in Top 10
18
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.26%
% of All Funds
0.58%
New
19
Increased
97
Reduced
60
Closed
12
Calls
$2.19M
Puts
Net Calls
+$2.19M
Net Calls Change
+$1.86M
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$559M -$13.3M -249,228 -2%
Morgan Stanley
2
Morgan Stanley
New York
$215M -$5.87M -109,952 -3%
Bank of America
3
Bank of America
North Carolina
$81.5M +$7.54M +141,384 +10%
FIG
4
FundX Investment Group
California
$64.1M +$4.3M +80,610 +7%
EFS
5
Edelman Financial Services
Virginia
$55.4M +$3.83M +71,840 +8%
Axa
6
Axa
France
$53.6M
U
7
UBS
Switzerland
$50.9M -$1.65M -30,868 -3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$43.2M +$22.9M +429,536 +116%
LPL Financial
9
LPL Financial
California
$39.5M +$272K +5,106 +0.7%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$38.6M +$63.5K +1,190 +0.2%
BF
11
BOK Financial
Oklahoma
$36M +$1.23M +22,968 +4%
Deutsche Bank
12
Deutsche Bank
Germany
$33.5M +$16.8M +314,844 +103%
FHB
13
First Hawaiian Bank
Hawaii
$28.8M +$1.47M +27,574 +5%
EK
14
Evensky & Katz
Florida
$25.1M +$451K +8,462 +2%
KeyBank National Association
15
KeyBank National Association
Ohio
$22.8M +$1.16M +21,788 +5%
MIH
16
Madison Investment Holdings
Wisconsin
$22.2M +$21.9M +410,912 New
FMC
17
First Merchants Corp
Indiana
$15.7M +$486K +9,106 +3%
Northern Trust
18
Northern Trust
Illinois
$14M +$1.17M +21,884 +9%
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$13.7M +$675K +12,650 +5%
AWM
20
Affinity Wealth Management
Delaware
$13M +$565K +10,590 +5%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$12.5M +$5.21M +97,742 +74%
JP Morgan Chase
22
JP Morgan Chase
New York
$12.2M +$569K +10,658 +5%
GIA
23
GHP Investment Advisors
Colorado
$11.8M +$215K +4,028 +2%
DPIM
24
Duff & Phelps Investment Management
Illinois
$11.3M +$99.2K +1,860 +0.9%
TYCC
25
Texas Yale Capital Corp
Florida
$11.2M +$115K +2,160 +1%

IJJ Hedge Fund Activity: Q3 2013 in Review

216 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares S&P Mid-Cap 400 Value ETF (IJJ) for Q3 2013, worth a combined $1.85B — up 12% from $1.65B a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new IJJ positions and 12 closed out — a net gain of 7 holders — while 97 added to existing stakes and 60 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $22.9M. The largest seller was Wells Fargo, cutting an estimated $13.3M.

  • 216 institutional investors held iShares S&P Mid-Cap 400 Value ETF (IJJ) as of Q3 2013, up from 211 in Q2 2013.
  • Funds reported $1.85B of iShares S&P Mid-Cap 400 Value ETF stock for Q3 2013, up 12% quarter-over-quarter.
  • 19 funds opened new iShares S&P Mid-Cap 400 Value ETF positions in Q3 2013 and 12 closed out, a net change of +7 holders.
  • The largest iShares S&P Mid-Cap 400 Value ETF buyer in Q3 2013 was Envestnet Asset Management, an estimated $22.9M added.
  • The largest iShares S&P Mid-Cap 400 Value ETF seller in Q3 2013 was Wells Fargo, an estimated $13.3M sold.

Based on aggregated 13F filings for Q3 2013.