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i3 Verticals
IIIV

119 hedge funds and large institutions have $648M invested in i3 Verticals in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 51 increasing their positions, 27 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 27

43% more capital invested

Capital invested by funds: $455M → $648M (+$194M)

3.63% more ownership

Funds ownership: 99.93% → 103.56% (+3.6%)

10% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 21

1% more funds holding

Funds holding: 118 → 119 (+1)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

44% less call options, than puts

Call options by funds: $269K | Put options by funds: $478K

Holders
119
Holders Change
+1
Holders Change %
+0.85%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
23
Increased
51
Reduced
27
Closed
21
Calls
$269K
Puts
$478K
Net Calls
-$209K
Net Calls Change
-$2.82M

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$20.3M
2
HRCM
Hood River Capital Management
Florida
+$12.2M
3
BlackRock
BlackRock
New York
+$8.35M
4
American Century Companies
American Century Companies
Missouri
+$7.04M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$5.8M

Top Sellers

Rank Fund Capital Flow
1
RIM
Ranger Investment Management
Texas
-$19M
2
DCM
Driehaus Capital Management
Illinois
-$8.45M
3
HFA
Harbert Fund Advisors
Alabama
-$7.5M
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$5.17M
5
CM
Castleark Management
Illinois
-$4.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
51
Goldman Sachs
New York
$1.51M +$240K +8,943 +24%
MPAM
52
Monarch Partners Asset Management
Massachusetts
$1.41M -$123K -4,580 -10%
Two Sigma Investments
53
Two Sigma Investments
New York
$1.3M -$755K -28,163 -42%
RJFSA
54
Raymond James Financial Services Advisors
Florida
$1.22M +$982K +36,647 New
California Public Employees Retirement System
55
California Public Employees Retirement System
California
$1.11M – – –
Invesco
56
Invesco
Georgia
$1.04M +$840K +31,339 New
MWNA
57
Marshall Wace North America
New York
$1.01M +$124K +4,644 +18%
ACA
58
Anchor Capital Advisors
Massachusetts
$956K +$296K +11,035 +62%
QSS
59
Quantitative Systematic Strategies
Florida
$950K +$424K +15,834 +124%
California State Teachers Retirement System (CalSTRS)
60
California State Teachers Retirement System (CalSTRS)
California
$931K +$141K +5,274 +23%
Morgan Stanley
61
Morgan Stanley
New York
$886K +$273K +10,192 +62%
Envestnet Asset Management
62
Envestnet Asset Management
Illinois
$822K +$215K +8,033 +48%
TGAM
63
TBH Global Asset Management
Tennessee
$775K – – –
D.E. Shaw & Co
64
D.E. Shaw & Co
New York
$755K -$237K -8,850 -28%
Victory Capital Management
65
Victory Capital Management
Texas
$744K -$27.7K -1,034 -4%
Franklin Resources
66
Franklin Resources
California
$734K – – –
GC
67
Globeflex Capital
California
$686K – – –
PCM
68
Pentwater Capital Management
Florida
$664K -$268K -10,000 -33%
GPGA
69
Grandeur Peak Global Advisors
Utah
$649K – – –
Deutsche Bank
70
Deutsche Bank
Germany
$639K -$418K -15,608 -45%
Citadel Advisors
71
Citadel Advisors
Florida
$623K -$428K -15,955 -46%
RhumbLine Advisers
72
RhumbLine Advisers
Massachusetts
$561K +$55.6K +2,075 +14%
Lazard Asset Management
73
Lazard Asset Management
New York
$540K +$436K +16,266 New
New York State Common Retirement Fund
74
New York State Common Retirement Fund
New York
$511K – – –
PPA
75
Parametric Portfolio Associates
Washington
$507K -$354K -13,206 -46%
1 2
3
4 5

IIIV Hedge Fund Activity: Q4 2020 in Review

119 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in i3 Verticals (IIIV) for Q4 2020, worth a combined $648M — up 43% from $455M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new IIIV positions and 21 closed out — a net gain of 2 holders — while 51 added to existing stakes and 27 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $20.3M. The largest seller was Ranger Investment Management, cutting an estimated $19M.

  • 119 institutional investors held i3 Verticals (IIIV) as of Q4 2020, up from 118 in Q3 2020.
  • Funds reported $648M of i3 Verticals stock for Q4 2020, up 43% quarter-over-quarter.
  • 23 funds opened new i3 Verticals positions in Q4 2020 and 21 closed out, a net change of +2 holders.
  • The largest i3 Verticals buyer in Q4 2020 was JP Morgan Chase, an estimated $20.3M added.
  • The largest i3 Verticals seller in Q4 2020 was Ranger Investment Management, an estimated $19M sold.

Based on aggregated 13F filings for Q4 2020.