Pentwater Capital Management’s i3 Verticals IIIV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-16,000	Closed	-$498K	–	292
2021 Q1	$498K	Sell	16,000 -4,000	-20%	-$125K	﹤0.01%	220
2020 Q4	$664K	Sell	20,000 -10,000	-33%	-$332K	0.01%	146
2020 Q3	$758K	Buy	+30,000	New	+$758K	0.01%	136
2019 Q4	–	Sell	-13,000	Closed	-$262K	–	121
2019 Q3	$262K	Sell	13,000 -22,000	-63%	-$443K	﹤0.01%	103
2019 Q2	$1.03M	Buy	+35,000	New	+$1.03M	0.01%	83
2018 Q4	–	Sell	-25,000	Closed	-$575K	–	117
2018 Q3	$575K	Sell	25,000 -15,000	-38%	-$345K	﹤0.01%	87
2018 Q2	$609K	Buy	+40,000	New	+$609K	﹤0.01%	63