|
1
|
|
$13.4M
|
+$1.12M
|
+97,755
|
+10%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$7.84M
|
+$145K
|
+12,631
|
+2%
|
|
|
3
|
Cornerstone Advisors
Asheville,
North Carolina
|
$3.21M
|
+$1.7M
|
+148,538
|
+124%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$3.02M
|
-$123K
|
-10,769
|
-4%
|
|
|
5
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.9M
|
+$635K
|
+55,360
|
+54%
|
|
|
6
|
|
$1.82M
|
+$58.7K
|
+5,115
|
+3%
|
|
|
7
|
Karpus Investment Management
Pittsford,
New York
|
$1.29M
|
+$220K
|
+19,228
|
+22%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$751K
|
+$11.8K
|
+1,029
|
+2%
|
|
|
9
|
|
$492K
|
-$694K
|
-60,529
|
-59%
|
|
|
10
|
1607 Capital Partners
Richmond,
Virginia
|
$435K
|
+$417K
|
+36,367
|
New
|
|
|
11
|
Cetera Advisor Networks
El Segundo,
California
|
$410K
|
-$299K
|
-26,071
|
-43%
|
|
|
12
|
Shaker Financial Services
Arlington,
Virginia
|
$288K
|
-$42.4K
|
-3,700
|
-13%
|
|
|
13
|
CTC Alternative Strategies
Chicago,
Illinois
|
$219K
|
–
|
–
|
–
|
|
|
14
|
BB&T Securities
Richmond,
Virginia
|
$184K
|
+$177K
|
+15,400
|
New
|
|
|
15
|
Doliver Advisors
Houston,
Texas
|
$173K
|
-$198K
|
-17,307
|
-54%
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$173K
|
-$16.3K
|
-1,425
|
-9%
|
|
|
17
|
|
$71K
|
-$16.7K
|
-1,459
|
-20%
|
|
|
18
|
Barclays
London,
United Kingdom
|
$22K
|
–
|
–
|
–
|
|
|
19
|
MSI Financial Services
Springfield,
Massachusetts
|
$8K
|
+$2.96K
|
+258
|
+57%
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$8K
|
+$7.43K
|
+648
|
New
|
|
|
21
|
ClearBridge Investments
New York
|
$6K
|
–
|
–
|
–
|
|
|
22
|
New England Securities
New York
|
$2K
|
–
|
–
|
–
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
$2K
|
+$1.49K
|
+130
|
New
|
|
|
24
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$2.89M
|
-246,318
|
Closed
|
|
|
25
|
Paloma Partners
Greenwich,
Connecticut
|
–
|
-$906K
|
-77,085
|
Closed
|
|
