|
1
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$82K
|
+$5.11K
|
+1,000
|
+0.5%
|
|
|
2
|
Dearborn Partners
Chicago,
Illinois
|
$26K
|
+$476K
|
+93,175
|
New
|
|
|
3
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$420K
|
-65,049
|
Closed
|
|
|
4
|
HSBC Holdings
London,
United Kingdom
|
–
|
-$385K
|
-59,730
|
Closed
|
|
|
5
|
Suntrust Banks
Atlanta,
Georgia
|
–
|
-$355K
|
-55,000
|
Closed
|
|
|
6
|
|
–
|
-$137K
|
-21,309
|
Closed
|
|
|
7
|
ING Group
Amsterdam,
Netherlands
|
–
|
-$97K
|
-15,000
|
Closed
|
|
|
8
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$75K
|
-11,700
|
Closed
|
|
|
9
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$63K
|
-8,375
|
Closed
|
|
|
10
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$33K
|
-5,232
|
Closed
|
|
|
11
|
|
–
|
-$19K
|
-3,000
|
Closed
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
–
|
-$19K
|
-2,991
|
Closed
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$11K
|
-1,670
|
Closed
|
|
|
14
|
Parallel Advisors
San Francisco,
California
|
–
|
-$11K
|
-1,655
|
Closed
|
|
|
15
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$6K
|
-1,000
|
Closed
|
|
|
16
|
Optimum Investment Advisors
Chicago,
Illinois
|
–
|
-$6K
|
-1,000
|
Closed
|
|
|
17
|
|
–
|
-$5K
|
-725
|
Closed
|
|
|
18
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$5K
|
-700
|
Closed
|
|
|
19
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$3K
|
-500
|
Closed
|
|
|
20
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$1K
|
-100
|
Closed
|
|
|
21
|
Simplex Trading
Chicago,
Illinois
|
–
|
+$1.02K
|
+200
|
New
|
|
