We are live on ! Find out more
IDU icon

iShares US Utilities ETF
IDU

141 hedge funds and large institutions have $412M invested in iShares US Utilities ETF in 2016 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 33 increasing their positions, 62 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

241% more call options, than puts

Call options by funds: $3.55M | Put options by funds: $1.04M

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

3% more funds holding

Funds holding: 137 → 141 (+4)

3.22% less ownership

Funds ownership: 102.54% → 99.32% (-3.2%)

25% less capital invested

Capital invested by funds: $547M → $412M (-$135M)

47% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 62

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

Holders
141
Holders Change
+4
Holders Change %
+2.92%
% of All Funds
3.76%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
17
Increased
33
Reduced
62
Closed
11
Calls
$3.55M
Puts
$1.04M
Net Calls
+$2.51M
Net Calls Change
+$1.23M

Top Buyers

Rank Fund Capital Flow
1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$12.7M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$6.34M
3
Citadel Advisors
Citadel Advisors
Florida
+$4.57M
4
GC
Grimes & Company
Massachusetts
+$3.75M
5
UCFA
United Capital Financial Advisors
Texas
+$2.89M

Top Sellers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
-$62.4M
2
LPL Financial
LPL Financial
California
-$13.5M
3
FIG
FundX Investment Group
California
-$11.6M
4
NA
Navellier & Associates
Nevada
-$9.12M
5
Wells Fargo
Wells Fargo
California
-$8.95M
Name Holding Trade Value Shares
Change 		Change in
Stake
VEA
101
Virtus ETF Advisers
New York
$154K +$159K +2,508 New
PFBT
102
Parkside Financial Bank & Trust
Missouri
$148K +$7.1K +112 +5%
JIR
103
James Investment Research
Ohio
$142K – – –
CFS
104
Commonwealth Financial Services
West Virginia
$128K -$2.44M -38,476 -95%
ANBT
105
American National Bank & Trust
Texas
$123K – – –
EWM
106
Evercore Wealth Management
New York
$123K +$127K +2,000 New
MMG
107
Monetary Management Group
Missouri
$110K – – –
CTC
108
Central Trust Company
Missouri
$102K +$106K +1,664 New
RPG
109
Risk Paradigm Group
Texas
$98.2K – – –
IF
110
Ironwood Financial
Arizona
$98K – – –
FANJ
111
Financial Architects (New Jersey)
New Jersey
$90K – – –
SF
112
Synovus Financial
Georgia
$81K +$127 +2 +0.2%
WA
113
WFG Advisors
Texas
$74K +$634 +10 +0.8%
BAM
114
Bruderman Asset Management
New York
$72K -$4.44K -70 -6%
FWM
115
Focused Wealth Management
New York
$62K +$507 +8 +0.8%
Walleye Trading
116
Walleye Trading
New York
$54K -$8.88K -140 -14%
Manulife (Manufacturers Life Insurance)
117
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$46K -$1.49M -23,518 -97%
MFW
118
Mosaic Family Wealth
Missouri
$44K – – –
BKA
119
Brick & Kyle Associates
Pennsylvania
$43K – – –
Carson Wealth (CWM LLC)
120
Carson Wealth (CWM LLC)
Nebraska
$38K – – –
CWM
121
Concert Wealth Management
California
$35K +$37.2K +586 New
MA
122
MCF Advisors
Kentucky
$29K – – –
WEC
123
Winslow Evans & Crocker
Massachusetts
$28.7K – – –
NCM
124
Nelson Capital Management
California
$25K – – –
AC
125
Alexandria Capital
Virginia
$22K -$20.7K -326 -48%
3 4
5
6 7

IDU Hedge Fund Activity: Q3 2016 in Review

141 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares US Utilities ETF (IDU) for Q3 2016, worth a combined $412M — down 25% from $547M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new IDU positions and 11 closed out — a net gain of 6 holders — while 33 added to existing stakes and 62 trimmed.

The largest buyer was BNP Paribas Financial Markets, opening a new position worth an estimated $12.7M. The largest seller was AssetMark Inc, cutting an estimated $62.4M.

  • 141 institutional investors held iShares US Utilities ETF (IDU) as of Q3 2016, up from 137 in Q2 2016.
  • Funds reported $412M of iShares US Utilities ETF stock for Q3 2016, down 25% quarter-over-quarter.
  • 17 funds opened new iShares US Utilities ETF positions in Q3 2016 and 11 closed out, a net change of +6 holders.
  • The largest iShares US Utilities ETF buyer in Q3 2016 was BNP Paribas Financial Markets, an estimated $12.7M added.
  • The largest iShares US Utilities ETF seller in Q3 2016 was AssetMark Inc, an estimated $62.4M sold.

Based on aggregated 13F filings for Q3 2016.