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iShares US Utilities ETF

141 hedge funds and large institutions have $412M invested in iShares US Utilities ETF in 2016 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 33 increasing their positions, 62 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

241% more call options, than puts

Call options by funds: $3.55M | Put options by funds: $1.04M

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

3% more funds holding

Funds holding: 137141 (+4)

3.22% less ownership

Funds ownership: 102.54%99.32% (-3.2%)

25% less capital invested

Capital invested by funds: $547M → $412M (-$135M)

47% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 62

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
141
Holders Change
+4
Holders Change %
+2.92%
% of All Funds
3.76%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
17
Increased
33
Reduced
62
Closed
11
Calls
$3.55M
Puts
$1.04M
Net Calls
+$2.51M
Net Calls Change
+$1.23M
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$3.05M -$315K -4,972 -9%
EHC
27
Everett Harris & Co
California
$2.89M -$63.4K -1,000 -2%
VF
28
Virtu Financial
New York
$2.83M +$2.3M +36,246 +362%
SG Americas Securities
29
SG Americas Securities
New York
$2.63M +$1.88M +29,602 +223%
Ameriprise
30
Ameriprise
Minnesota
$2.54M -$201K -3,172 -7%
NPC
31
National Planning Corporation
California
$2.28M +$505K +7,958 +27%
OC
32
Oppenheimer & Co
New York
$2.26M +$377K +5,942 +19%
DY
33
Dowling & Yahnke
California
$2.11M -$20.3K -320 -0.9%
KFBMI
34
Kentucky Farm Bureau Mutual Insurance
Kentucky
$2.08M
SFI
35
SPC Financial Inc
Maryland
$2.03M +$2.1M +33,194 New
MIS
36
Morningstar Investment Services
Illinois
$1.95M +$44.8K +706 +2%
HNB
37
Huntington National Bank
Ohio
$1.88M
EAM
38
Evanson Asset Management
California
$1.76M -$43.8K -690 -2%
JP Morgan Chase
39
JP Morgan Chase
New York
$1.75M -$24.2K -382 -1%
MFS
40
MSI Financial Services
Massachusetts
$1.75M -$45.5K -718 -2%
CA
41
Cetera Advisors
Colorado
$1.66M +$1.01K +16 +0.1%
OWD
42
Osborn Williams & Donohoe
Ohio
$1.41M -$171K -2,700 -10%
ICOA
43
Investment Centers of America
North Dakota
$1.36M -$84.8K -1,338 -6%
GWM
44
Geneos Wealth Management
Colorado
$1.34M -$65.9K -1,040 -5%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$1.23M -$1.21M -19,024 -49%
TFF
46
The Family Firm
Maryland
$1.15M -$108K -1,710 -8%
Stifel Financial
47
Stifel Financial
Missouri
$1.09M +$240K +3,780 +27%
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$1.06M +$155K +2,442 +16%
GLA
49
Great Lakes Advisors
Illinois
$968K -$39.3K -620 -4%
FIM
50
Fernwood Investment Management
Massachusetts
$956K -$259K -4,086 -21%

IDU Hedge Fund Activity: Q3 2016 in Review

141 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares US Utilities ETF (IDU) for Q3 2016, worth a combined $412M — down 25% from $547M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new IDU positions and 11 closed out — a net gain of 6 holders — while 33 added to existing stakes and 62 trimmed.

The largest buyer was BNP Paribas Financial Markets, opening a new position worth an estimated $12.7M. The largest seller was AssetMark Inc, cutting an estimated $62.4M.

  • 141 institutional investors held iShares US Utilities ETF (IDU) as of Q3 2016, up from 137 in Q2 2016.
  • Funds reported $412M of iShares US Utilities ETF stock for Q3 2016, down 25% quarter-over-quarter.
  • 17 funds opened new iShares US Utilities ETF positions in Q3 2016 and 11 closed out, a net change of +6 holders.
  • The largest iShares US Utilities ETF buyer in Q3 2016 was BNP Paribas Financial Markets, an estimated $12.7M added.
  • The largest iShares US Utilities ETF seller in Q3 2016 was AssetMark Inc, an estimated $62.4M sold.

Based on aggregated 13F filings for Q3 2016.