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iShares US Utilities ETF

101 hedge funds and large institutions have $842M invested in iShares US Utilities ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 39 increasing their positions, 33 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more capital invested

Capital invested by funds: $586M → $842M (+$256M)

18% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 33

9.2% more ownership

Funds ownership: 116.36%125.57% (+9.2%)

7% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 14

1% less funds holding

Funds holding: 102101 (-1)

33% less funds holding in top 10

Funds holding in top 10: 64 (-2)

Holders
101
Holders Change
-1
Holders Change %
-0.98%
% of All Funds
3.27%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.13%
New
15
Increased
39
Reduced
33
Closed
14
Calls
$638K
Puts
Net Calls
+$638K
Net Calls Change
-$667K
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$5.52M -$62.4K -1,304 -1%
Citigroup
27
Citigroup
New York
$4.9M -$5.36K -112 -0.1%
WI
28
WrapManager Inc
California
$4.81M +$1.45M +30,370 +42%
IFWM
29
Institute for Wealth Management
Colorado
$4.77M +$1.95M +40,768 +67%
WA
30
WFG Advisors
Texas
$4.48M +$756K +15,796 +20%
U
31
UBS
Switzerland
$4.21M -$613K -12,816 -13%
SI
32
Stephens Inc
Arkansas
$3.63M +$22.5K +470 +0.6%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$2.92M -$2.49K -52 -0.1%
HFS
34
HL Financial Services
Kentucky
$2.83M +$828K +17,310 +40%
CWA
35
Constellation Wealth Advisors
New York
$2.76M +$851K +17,780 +43%
AIP
36
Ameritas Investment Partners
Nebraska
$2.72M +$2.77M +58,000 New
EHC
37
Everett Harris & Co
California
$2.64M -$148K -3,100 -5%
TRCT
38
Tower Research Capital (TRC)
New York
$2.46M +$2.51M +52,516 New
OWD
39
Osborn Williams & Donohoe
Ohio
$2.45M +$19.1K +400 +0.8%
DY
40
Dowling & Yahnke
California
$2.31M -$52K -1,086 -2%
CIM
41
Confluence Investment Management
Missouri
$2.18M +$153K +3,200 +7%
ICOA
42
Investment Centers of America
North Dakota
$2.12M +$490K +10,250 +29%
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$1.46M +$215K +4,504 +17%
VKH
44
Virtu KCG Holdings
New York
$1.37M +$1.4M +29,202 New
FHC
45
First Heartland Consultants
Missouri
$1.22M -$379K -7,928 -23%
DADC
46
D.A. Davidson & Co
Montana
$1.14M +$624K +13,038 +115%
RIA
47
Regal Investment Advisors
Michigan
$994K +$840K +17,568 +487%
FMWA
48
Forvis Mazars Wealth Advisors
Missouri
$972K -$54K -1,128 -5%
Carson Wealth (CWM LLC)
49
Carson Wealth (CWM LLC)
Nebraska
$926K +$944K +19,732 New
SNC
50
Stifel Nicolaus & Co
Missouri
$908K +$3.54K +74 +0.4%

IDU Hedge Fund Activity: Q3 2013 in Review

101 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares US Utilities ETF (IDU) for Q3 2013, worth a combined $842M — up 44% from $586M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new IDU positions and 14 closed out — a net gain of 1 holder — while 39 added to existing stakes and 33 trimmed.

The largest buyer was Ameriprise, adding an estimated $50.6M. The largest seller was Beaumont Financial Advisors, cutting an estimated $37.6M.

  • 101 institutional investors held iShares US Utilities ETF (IDU) as of Q3 2013, down from 102 in Q2 2013.
  • Funds reported $842M of iShares US Utilities ETF stock for Q3 2013, up 44% quarter-over-quarter.
  • 15 funds opened new iShares US Utilities ETF positions in Q3 2013 and 14 closed out, a net change of +1 holder.
  • The largest iShares US Utilities ETF buyer in Q3 2013 was Ameriprise, an estimated $50.6M added.
  • The largest iShares US Utilities ETF seller in Q3 2013 was Beaumont Financial Advisors, an estimated $37.6M sold.

Based on aggregated 13F filings for Q3 2013.