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ALPS International Sector Dividend Dogs ETF

21 hedge funds and large institutions have $42.1M invested in ALPS International Sector Dividend Dogs ETF in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

0% more funds holding

Funds holding: 2121 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.68% less ownership

Funds ownership: 31.42%29.73% (-1.7%)

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

36% less capital invested

Capital invested by funds: $65.6M → $42.1M (-$23.4M)

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.56%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
6
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$18.4M -$163K -6,026 -0.8%
Morgan Stanley
2
Morgan Stanley
New York
$7.23M -$1.34M -49,461 -15%
Wells Fargo
3
Wells Fargo
California
$4.41M +$4.05M +149,722 +763%
CFA
4
Cahill Financial Advisors
Minnesota
$3.18M +$174K +6,440 +6%
UBS Group
5
UBS Group
Switzerland
$2.18M +$2.27M +83,831 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.63M +$1.49M +55,179 +742%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.43M -$442K -16,335 -23%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$745K -$2.41M -89,158 -76%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$483K +$503K +18,587 New
Ameriprise
10
Ameriprise
Minnesota
$438K +$257K +9,491 +129%
VKH
11
Virtu KCG Holdings
New York
$354K -$859K -31,725 -70%
RJA
12
Raymond James & Associates
Florida
$330K -$57.2K -2,113 -14%
OMC
13
Old Mission Capital
Illinois
$300K +$312K +11,528 New
Jane Street
14
Jane Street
New York
$282K +$293K +10,835 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$259K +$256K +9,465 +1,980%
LPL Financial
16
LPL Financial
California
$238K -$94.8K -3,502 -28%
WA
17
Waverly Advisors
Alabama
$200K -$188K -6,950 -47%
AIG
18
American International Group
New York
$46.6K +$25.9K +957 +115%
NES
19
New England Securities
New York
$10K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$4K -$37.1K -1,370 -91%
BTS
21
BB&T Securities
Virginia
-$19.4M -68,552 Closed
PTC
22
Private Trust Company
Ohio
-$14K -500 Closed
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
-$11K -376 Closed
SFSIG
24
San Francisco Sentry Investment Group
California
-$9K -325 Closed
Parallax Volatility Advisers
25
Parallax Volatility Advisers
California
+$27 +1 New

IDOG Hedge Fund Activity: Q4 2014 in Review

21 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in ALPS International Sector Dividend Dogs ETF (IDOG) for Q4 2014, worth a combined $42.1M — down 36% from $65.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new IDOG positions and 4 closed out — a net gain of 1 holder — while 6 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.05M. The largest seller was BB&T Securities, exiting entirely with an estimated $19.4M sold.

  • 21 institutional investors held ALPS International Sector Dividend Dogs ETF (IDOG) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $42.1M of ALPS International Sector Dividend Dogs ETF stock for Q4 2014, down 36% quarter-over-quarter.
  • 5 funds opened new ALPS International Sector Dividend Dogs ETF positions in Q4 2014 and 4 closed out, a net change of +1 holder.
  • The largest ALPS International Sector Dividend Dogs ETF buyer in Q4 2014 was Wells Fargo, an estimated $4.05M added.
  • The largest ALPS International Sector Dividend Dogs ETF seller in Q4 2014 was BB&T Securities, an estimated $19.4M sold.

Based on aggregated 13F filings for Q4 2014.