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iShares Convertible Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SAM
301
Secure Asset Management
Michigan
– -$554K -6,649 Closed
LAS
302
Lloyd Advisory Services
Georgia
– -$498K -5,980 Closed
AA
303
Advisory Alpha
Michigan
– -$488K -5,861 Closed
SLWA
304
San Luis Wealth Advisors
California
– -$517K -5,795 Closed
Qube Research & Technologies (QRT)
305
Qube Research & Technologies (QRT)
United Kingdom
– -$410K -4,917 Closed
MWM
306
Modera Wealth Management
New Jersey
– -$343K -4,121 Closed
PG
307
Prostatis Group
Maryland
– -$317K -3,799 Closed
IAN
308
Integrated Advisors Network
Texas
– -$295K -3,550 Closed
TSS
309
Two Sigma Securities
New York
– -$288K -3,457 Closed
AWA
310
Aletheian Wealth Advisors
Washington
– -$274K -3,294 Closed
FCC
311
Florin Court Capital
United Kingdom
– -$265K -3,177 Closed
FNBTCON
312
First National Bank & Trust Co of Newtown
Pennsylvania
– -$233K -2,795 Closed
CG
313
Colony Group
Massachusetts
– -$230K -2,758 Closed
BFA
314
BMS Financial Advisors
South Dakota
– -$221K -2,651 Closed
SI
315
Stephens Inc
Arkansas
– -$201K -2,418 Closed
PFS
316
Prospera Financial Services
Texas
– -$95K -1,135 Closed
Bank of Montreal
317
Bank of Montreal
Ontario, Canada
– -$88K -800 Closed
BFEC
318
Benjamin F. Edwards & Company
Missouri
– -$20.2K -270 -97%
DWMG
319
DB Wealth Management Group
California
– -$18K -222 Closed
EW
320
Element Wealth
Mississippi
– -$18K -219 Closed
GTAM
321
Global Trust Asset Management
Florida
– -$9K -111 Closed
TWM
322
Tradition Wealth Management
Minnesota
– -$3K -37 Closed
GWM
323
Geneos Wealth Management
Colorado
– -$1K -13 Closed
LFA
324
Level Financial Advisors
New York
– +$75 +1 New
IAMOG
325
Investors Asset Management of Georgia
Georgia
– +$449 +6 New