|
1
|
Winfield Associates
Cleveland,
Ohio
|
$82K
|
–
|
–
|
–
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$6.68M
|
-66,257
|
Closed
|
|
|
3
|
Virtu KCG Holdings
New York
|
–
|
-$4.55M
|
-45,206
|
Closed
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
–
|
-$3.48M
|
-34,613
|
Closed
|
|
|
5
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$1.22M
|
-12,058
|
Closed
|
|
|
6
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$984K
|
-9,785
|
Closed
|
|
|
7
|
|
–
|
-$963K
|
-9,576
|
Closed
|
|
|
8
|
Mariner
Overland Park,
Kansas
|
–
|
-$745K
|
-7,409
|
Closed
|
|
|
9
|
LPL Financial
San Diego,
California
|
–
|
-$327K
|
-3,246
|
Closed
|
|
|
10
|
|
–
|
-$271K
|
-2,698
|
Closed
|
|
|
11
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$245K
|
-2,433
|
Closed
|
|
|
12
|
American International Group
New York
|
–
|
-$130K
|
-1,286
|
Closed
|
|
|
13
|
Tower Research Capital (TRC)
New York
|
–
|
-$27K
|
-270
|
Closed
|
|
|
14
|
IFP Advisors
Tampa,
Florida
|
–
|
-$13K
|
-126
|
Closed
|
|
|
15
|
Gradient Investments
Arden Hills,
Minnesota
|
–
|
-$8K
|
-80
|
Closed
|
|
|
16
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$7K
|
-72
|
Closed
|
|
|
17
|
Bartlett & Co
Cincinnati,
Ohio
|
–
|
-$2K
|
-21
|
Closed
|
|
