|
1
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$6.39M
|
-263,526
|
Closed
|
|
|
2
|
|
–
|
-$3.13M
|
-129,000
|
Closed
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
–
|
-$2.32M
|
-95,512
|
Closed
|
|
|
4
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$1.5M
|
-61,778
|
Closed
|
|
|
5
|
|
–
|
-$1.21M
|
-49,866
|
Closed
|
|
|
6
|
|
–
|
-$1.1M
|
-45,412
|
Closed
|
|
|
7
|
Klaas Financial Asset Advisors
Loves Park,
Illinois
|
–
|
-$870K
|
-35,841
|
Closed
|
|
|
8
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$837K
|
-34,498
|
Closed
|
|
|
9
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$692K
|
-28,512
|
Closed
|
|
|
10
|
Citadel Advisors
Miami,
Florida
|
–
|
-$482K
|
-19,856
|
Closed
|
|
|
11
|
LPL Financial
San Diego,
California
|
–
|
-$421K
|
-17,360
|
Closed
|
|
|
12
|
IFG Advisory
Atlanta,
Georgia
|
–
|
-$348K
|
-14,360
|
Closed
|
|
|
13
|
Asset Planning Corporation
Knoxville,
Tennessee
|
–
|
-$285K
|
-11,760
|
Closed
|
|
|
14
|
Redwood Financial Network
Solon,
Ohio
|
–
|
-$213K
|
-8,780
|
Closed
|
|
|
15
|
Barrett & Company
Providence,
Rhode Island
|
–
|
-$183K
|
-7,558
|
Closed
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$105K
|
-4,335
|
Closed
|
|
|
17
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$78K
|
-3,187
|
Closed
|
|
|
18
|
Wells Fargo
San Francisco,
California
|
–
|
-$57.1K
|
-2,355
|
Closed
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$26K
|
-1,060
|
Closed
|
|
|
20
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$17.2K
|
-708
|
Closed
|
|
|
21
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$970
|
-40
|
Closed
|
|
