|
1
|
Saba Capital Management
New York
|
$15M
|
–
|
–
|
–
|
|
|
2
|
Raymond James Financial
St Petersburg,
Florida
|
$5.7M
|
+$504K
|
+60,204
|
+11%
|
|
|
3
|
|
$5.16M
|
+$723K
|
+86,292
|
+18%
|
|
|
4
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$4.05M
|
-$39.1K
|
-4,672
|
-1%
|
|
|
5
|
Shaker Financial Services
Arlington,
Virginia
|
$2.86M
|
+$487K
|
+58,198
|
+23%
|
|
|
6
|
Osaic Holdings
Scottsdale,
Arizona
|
$1.37M
|
+$177K
|
+21,138
|
+17%
|
|
|
7
|
NWF Advisory Services
Los Angeles,
California
|
$1.03M
|
-$26.8K
|
-3,200
|
-3%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$966K
|
+$39.8K
|
+4,751
|
+5%
|
|
|
9
|
Absolute Investment Advisers
Rosemary Beach,
Florida
|
$773K
|
+$698K
|
+83,369
|
New
|
|
|
10
|
Atomi Financial Group
New York
|
$708K
|
+$640K
|
+76,375
|
New
|
|
|
11
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$504K
|
+$455K
|
+54,393
|
New
|
|
|
12
|
LPL Financial
San Diego,
California
|
$454K
|
+$3.15K
|
+376
|
+0.8%
|
|
|
13
|
|
$388K
|
+$351K
|
+41,893
|
New
|
|
|
14
|
|
$317K
|
+$287K
|
+34,243
|
New
|
|
|
15
|
UHLMANN PRICE SECURITIES
Skokie,
Illinois
|
$259K
|
+$5.28K
|
+631
|
+2%
|
|
|
16
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$257K
|
-$16.7K
|
-1,999
|
-7%
|
|
|
17
|
Decision Investments
San Diego,
California
|
$216K
|
-$3.35K
|
-400
|
-2%
|
|
|
18
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$174K
|
–
|
–
|
–
|
|
|
19
|
XTX Topco
George Town,
Cayman Islands
|
$158K
|
+$142K
|
+17,018
|
New
|
|
|
20
|
Closed-End Fund Advisors
Richmond,
Virginia
|
$153K
|
-$2.03K
|
-242
|
-1%
|
|
|
21
|
XML Financial
Bethesda,
Maryland
|
$144K
|
–
|
–
|
–
|
|
|
22
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$114K
|
+$103K
|
+12,340
|
New
|
|
|
23
|
UBS Group
Zurich,
Switzerland
|
$82.8K
|
-$21.2K
|
-2,531
|
-22%
|
|
|
24
|
CoreCap Advisors
Southfield,
Michigan
|
$16.7K
|
+$15.1K
|
+1,800
|
New
|
|
|
25
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$11K
|
+$218
|
+26
|
+2%
|
|
