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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
176
Tortoise Investment Management
New York
$14K -$623K -6,290 -98%
Manulife (Manufacturers Life Insurance)
177
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K +$11.7K +118 New
AA
178
AlphaMark Advisors
Kentucky
$12K +$11.9K +120 New
HCM
179
Highlander Capital Management
New Jersey
$11K
FANJ
180
Financial Architects (New Jersey)
New Jersey
$10K -$2.48K -25 -20%
WTC
181
WhitTier Trust Company
Nevada
$10K
RBA
182
Richard Bernstein Advisors
New York
$6K +$5.55K +56 New
Carson Wealth (CWM LLC)
183
Carson Wealth (CWM LLC)
Nebraska
$6K +$5.75K +58 New
LYV
184
Live Your Vision
Pennsylvania
$6K +$5.75K +58 New
CHP
185
Cable Hill Partners
Oregon
$5K
PFGIA
186
Patriot Financial Group Insurance Agency
Massachusetts
$4K +$4.06K +41 New
AF
187
Allworth Financial
California
$3K +$2.97K +30 New
Fifth Third Bancorp
188
Fifth Third Bancorp
Ohio
$1K -$13.4K -135 -92%
Simplex Trading
189
Simplex Trading
Illinois
$1K +$1.29K +13 New
GIM
190
Goelzer Investment Management
Indiana
-$13.9M -140,203 Closed
BCM
191
Brookstone Capital Management
Illinois
-$8.42M -84,621 Closed
ACM
192
Aviance Capital Management
Florida
-$2.21M -22,240 Closed
BCM
193
Bluefin Capital Management
New York
-$1.88M -18,898 Closed
Mariner
194
Mariner
Kansas
-$619K -6,226 Closed
OBWP
195
O'Brien Wealth Partners
Massachusetts
-$393K -3,952 Closed
CWM
196
Concert Wealth Management
California
-$289K -2,904 Closed
KFA
197
Kelleher Financial Advisors
New York
-$228K -2,295 Closed
ACM
198
Argentus Capital Management
Texas
-$61K -612 Closed
SEI Investments
199
SEI Investments
Pennsylvania
-$27K -271 Closed
PFBT
200
Parkside Financial Bank & Trust
Missouri
-$16K -158 Closed