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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KBFS
251
Kohmann Bosshard Financial Services
Ohio
– -$121K -1,205 Closed
CWM
252
Cornerstone Wealth Management
Missouri
– -$294K -1,052 Closed
FHA
253
First Horizon Advisors
Tennessee
– -$39K -392 Closed
PMFA
254
Plante Moran Financial Advisors
Michigan
– -$39K -385 Closed
BBNA
255
Bremer Bank National Association
Minnesota
– -$24K -240 Closed
SFA
256
Semmax Financial Advisors
North Carolina
– -$21K -208 Closed
CA
257
Cetera Advisors
Colorado
– -$21K -197 Closed
RCM
258
Requisite Capital Management
Texas
– -$15K -150 Closed
BBPWM
259
Blue Bell Private Wealth Management
Pennsylvania
– -$10K -101 Closed
GAM
260
Gemmer Asset Management
California
– -$8K -80 Closed
FGAM
261
Financial Gravity Asset Management
Texas
– -$7K -69 Closed
PCG
262
Private Capital Group
Connecticut
– -$6K -64 Closed
WP
263
WealthShield Partners
North Carolina
– -$5K -53 Closed
DWM
264
Destination Wealth Management
California
– -$5K -51 Closed
AF
265
Allworth Financial
California
– -$5K -46 Closed
GWMIA
266
Global Wealth Management Investment Advisory
Florida
– -$3K -31 Closed
SIS
267
Sound Income Strategies
Florida
– -$3K -28 Closed
LWM
268
Liberty Wealth Management
California
– -$2K -27 Closed
SWP
269
Strategic Wealth Partners
Ohio
– -$2K -23 Closed
FPB
270
First PREMIER Bank
South Dakota
– -$2K -15 Closed
CTC
271
Central Trust Company
Missouri
– +$300 +3 New