|
1
|
|
–
|
-$2.49M
|
-176,652
|
Closed
|
|
|
2
|
H&H Retirement Design & Management
Las Vegas,
Nevada
|
–
|
-$1.91M
|
-135,554
|
Closed
|
|
|
3
|
Flow Traders U.S.
New York
|
–
|
-$607K
|
-42,996
|
Closed
|
|
|
4
|
Great Valley Advisor Group
Wilmington,
Delaware
|
–
|
-$565K
|
-40,040
|
Closed
|
|
|
5
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$370K
|
-26,216
|
Closed
|
|
|
6
|
AE Wealth Management
Topeka,
Kansas
|
–
|
-$323K
|
-22,899
|
Closed
|
|
|
7
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$323K
|
-22,899
|
Closed
|
|
|
8
|
Citadel Advisors
Miami,
Florida
|
–
|
-$214K
|
-15,161
|
Closed
|
|
|
9
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$181K
|
-12,811
|
Closed
|
|
|
10
|
Envestnet Asset Management
Chicago,
Illinois
|
–
|
-$169K
|
-11,992
|
Closed
|
|
|
11
|
LPL Financial
San Diego,
California
|
–
|
-$153K
|
-10,835
|
Closed
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$44K
|
-3,115
|
Closed
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
–
|
-$23K
|
-1,649
|
Closed
|
|
|
14
|
American Portfolios Advisors
Holbrook,
New York
|
–
|
-$4.24K
|
-300
|
Closed
|
|
