|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$15.5M
|
-$2.53M
|
-143,534
|
-14%
|
|
|
2
|
|
$8.14M
|
-$278K
|
-15,766
|
-3%
|
|
|
3
|
|
$5.88M
|
+$166K
|
+9,430
|
+3%
|
|
|
4
|
Advisors Asset Management
Monument,
Colorado
|
$5.02M
|
+$1.46M
|
+83,109
|
+42%
|
|
|
5
|
|
$4.69M
|
+$175K
|
+9,922
|
+4%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$4.63M
|
-$408K
|
-23,148
|
-8%
|
|
|
7
|
Pine River Capital Management
Minnetonka,
Minnesota
|
$3.81M
|
+$1.13M
|
+64,138
|
+43%
|
|
|
8
|
Saba Capital Management
New York
|
$3.55M
|
+$3.5M
|
+198,897
|
New
|
|
|
9
|
Grantham, Mayo, Van Otterloo & Co (GMO)
Boston,
Massachusetts
|
$2.09M
|
+$2.06M
|
+116,871
|
New
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$1.88M
|
+$29.7K
|
+1,687
|
+2%
|
|
|
11
|
|
$1.51M
|
-$247K
|
-14,045
|
-14%
|
|
|
12
|
SII Investments
Appleton,
Wisconsin
|
$577K
|
+$53.8K
|
+3,053
|
+10%
|
|
|
13
|
Third Avenue Management
New York
|
$517K
|
+$510K
|
+28,942
|
New
|
|
|
14
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$448K
|
+$21.5K
|
+1,221
|
+5%
|
|
|
15
|
City of London Investment Management
London,
United Kingdom
|
$384K
|
+$125K
|
+7,100
|
+50%
|
|
|
16
|
Klingenstein Fields & Co
New York
|
$376K
|
-$88.1K
|
-5,000
|
-19%
|
|
|
17
|
First Allied Advisory Services
San Diego,
California
|
$327K
|
-$5.58K
|
-317
|
-2%
|
|
|
18
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$280K
|
–
|
–
|
–
|
|
|
19
|
Ameriprise
Minneapolis,
Minnesota
|
$233K
|
+$4.97K
|
+282
|
+2%
|
|
|
20
|
LPL Financial
San Diego,
California
|
$222K
|
+$220K
|
+12,505
|
New
|
|
|
21
|
Doliver Advisors
Houston,
Texas
|
$204K
|
-$172K
|
-9,775
|
-46%
|
|
|
22
|
Regions Financial Corp
Birmingham,
Alabama
|
$197K
|
+$194K
|
+11,014
|
New
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
$194K
|
+$184K
|
+10,443
|
+2,429%
|
|
|
24
|
|
$155K
|
+$24.6K
|
+1,398
|
+19%
|
|
|
25
|
Nomura Holdings
Tokyo,
Japan
|
$71K
|
+$69.5K
|
+3,949
|
New
|
|
