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Western Asset High Yield Opportunity Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
AE Wealth Management
26
AE Wealth Management
Kansas
$394K +$62.4K +3,969 +19%
CHAM
27
Clear Harbor Asset Management
Connecticut
$319K -$2.83K -180 -0.9%
LPL Financial
28
LPL Financial
California
$300K +$50.8K +3,231 +21%
COLIM
29
City of London Investment Management
United Kingdom
$297K -$1.57M -99,700 -84%
SIM
30
Sonora Investment Management
Arizona
$293K -$9.59K -610 -3%
Evergreen Capital Management
31
Evergreen Capital Management
Washington
$262K +$9.82K +625 +4%
Raymond James Trust
32
Raymond James Trust
Florida
$225K +$222K +14,104 New
Mariner
33
Mariner
Kansas
$217K – – –
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$214K +$211K +13,435 New
Stephens Inc
35
Stephens Inc
Arkansas
$180K – – –
SBIA
36
Sheaff Brock Investment Advisors
Indiana
$175K – – –
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$73K +$72.3K +4,600 New
RIM
38
Rockbridge Investment Management
New York
$48K – – –
FIA
39
FNY Investment Advisers
New York
$47K -$7.86K -500 -14%
Citigroup
40
Citigroup
New York
$43K -$31.2K -1,987 -42%
TLFA
41
True Link Financial Advisors
California
$28K +$27.9K +1,776 New
FPB
42
First PREMIER Bank
South Dakota
$24K – – –
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$17K +$141 +9 +0.8%
EI
44
Ellevest Inc
New York
$16K – – –
AF
45
Advisornet Financial
Minnesota
$11K – – –
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$8K – – –
Sit Investment Associates
47
Sit Investment Associates
Minnesota
– -$340K -21,672 Closed
SFS
48
Shaker Financial Services
Virginia
– -$180K -11,485 Closed
Wolverine Asset Management
49
Wolverine Asset Management
Illinois
– -$86K -5,517 Closed
WP
50
WealthShield Partners
North Carolina
– -$37K -2,390 Closed