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HYI

Western Asset High Yield Opportunity Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
26
Sit Investment Associates
Minnesota
$340K
AWM
27
AE Wealth Management
Kansas
$326K +$39.8K +2,576 +14%
CHAM
28
Clear Harbor Asset Management
Connecticut
$317K -$63.3K -4,100 -17%
SIM
29
Sonora Investment Management
Arizona
$298K
ECM
30
Evergreen Capital Management
Washington
$248K +$5.4K +350 +2%
LPL Financial
31
LPL Financial
California
$245K +$20.7K +1,340 +9%
Mariner
32
Mariner
Kansas
$213K
SFS
33
Shaker Financial Services
Virginia
$180K +$177K +11,485 New
SI
34
Stephens Inc
Arkansas
$178K +$175K +11,330 New
SBIA
35
Sheaff Brock Investment Advisors
Indiana
$173K -$18.5K -1,200 -10%
WAM
36
Wolverine Asset Management
Illinois
$86K +$85.1K +5,517 New
Citigroup
37
Citigroup
New York
$74K -$2.85K -185 -4%
FIA
38
FNY Investment Advisers
New York
$54K +$6.31K +409 +13%
RIM
39
Rockbridge Investment Management
New York
$48K
WP
40
WealthShield Partners
North Carolina
$37K +$5.57K +361 +18%
US Bancorp
41
US Bancorp
Minnesota
$31K
FPB
42
First PREMIER Bank
South Dakota
$24K
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$17K +$17.1K +1,111 New
EI
44
Ellevest Inc
New York
$16K
AF
45
Advisornet Financial
Minnesota
$11K
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$8K +$7.72K +500 New
DAC
47
Dividend Assets Capital
South Carolina
$1K +$941 +61 New
RCM
48
Rivernorth Capital Management
Florida
-$823K -53,327 Closed
TC
49
Telemus Capital
Michigan
-$295K -19,300 Closed
Truist Financial
50
Truist Financial
North Carolina
-$157K -10,188 Closed