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Western Asset High Yield Opportunity Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$377K – – –
Ameriprise
27
Ameriprise
Minnesota
$374K -$17.9K -1,040 -4%
SI
28
SII Investments
Wisconsin
$372K – – –
AllianceBernstein
29
AllianceBernstein
Tennessee
$247K +$257K +14,900 New
Citigroup
30
Citigroup
New York
$143K -$16.8K -976 -10%
Creative Planning
31
Creative Planning
Kansas
$141K +$129K +7,500 +765%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$105K +$85.2K +4,940 +360%
D.A. Davidson & Co
33
D.A. Davidson & Co
Montana
$56K – – –
AIG
34
American International Group
New York
$52.2K +$1.03K +60 +2%
Deutsche Bank
35
Deutsche Bank
Germany
$50K +$621 +36 +1%
NFG
36
Next Financial Group
Texas
$33K +$34.1K +1,977 New
NES
37
New England Securities
New York
$22K – – –
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$14K +$14.3K +831 New
MSI Financial Services
39
MSI Financial Services
Massachusetts
$5K – – –
SG Americas Securities
40
SG Americas Securities
New York
– -$1.01M -56,500 Closed
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
– -$508K -28,379 Closed
Eaton Vance Management
42
Eaton Vance Management
Massachusetts
– -$214K -11,898 Closed
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
– -$25K -1,380 Closed
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
– -$11K -600 Closed
BRWA
45
B. Riley Wealth Advisors
Florida
– -$10.3K -574 Closed
Wealthfront
46
Wealthfront
California
– -$3K -175 Closed
Tower Research Capital (TRC)
47
Tower Research Capital (TRC)
New York
– -$1K -37 Closed