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HYI

Western Asset High Yield Opportunity Fund Inc

30 hedge funds and large institutions have $61M invested in Western Asset High Yield Opportunity Fund Inc in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

3% more funds holding

Funds holding: 2930 (+1)

3% more capital invested

Capital invested by funds: $59.2M → $61M (+$1.8M)

0.3% more ownership

Funds ownership: 14.96%15.26% (+0.3%)

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
13
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$15.5M -$2.53M -143,534 -14%
Morgan Stanley
2
Morgan Stanley
New York
$8.14M -$278K -15,766 -3%
Invesco
3
Invesco
Georgia
$5.88M +$166K +9,430 +3%
AAM
4
Advisors Asset Management
Colorado
$5.02M +$1.46M +83,109 +42%
Cohen & Steers
5
Cohen & Steers
New York
$4.69M +$175K +9,922 +4%
Bank of America
6
Bank of America
North Carolina
$4.63M -$408K -23,148 -8%
PRCM
7
Pine River Capital Management
Minnesota
$3.81M +$1.13M +64,138 +43%
SCM
8
Saba Capital Management
New York
$3.55M +$3.5M +198,897 New
Grantham, Mayo, Van Otterloo & Co (GMO)
9
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.09M +$2.06M +116,871 New
Wells Fargo
10
Wells Fargo
California
$1.88M +$29.7K +1,687 +2%
U
11
UBS
Switzerland
$1.51M -$247K -14,045 -14%
SI
12
SII Investments
Wisconsin
$577K +$53.8K +3,053 +10%
TAM
13
Third Avenue Management
New York
$517K +$510K +28,942 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$448K +$21.5K +1,221 +5%
COLIM
15
City of London Investment Management
United Kingdom
$384K +$125K +7,100 +50%
KFC
16
Klingenstein Fields & Co
New York
$376K -$88.1K -5,000 -19%
FAAS
17
First Allied Advisory Services
California
$327K -$5.58K -317 -2%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$280K
Ameriprise
19
Ameriprise
Minnesota
$233K +$4.97K +282 +2%
LPL Financial
20
LPL Financial
California
$222K +$220K +12,505 New
DA
21
Doliver Advisors
Texas
$204K -$172K -9,775 -46%
RFC
22
Regions Financial Corp
Alabama
$197K +$194K +11,014 New
TRCT
23
Tower Research Capital (TRC)
New York
$194K +$184K +10,443 +2,429%
Citigroup
24
Citigroup
New York
$155K +$24.6K +1,398 +19%
Nomura Holdings
25
Nomura Holdings
Japan
$71K +$69.5K +3,949 New

HYI Hedge Fund Activity: Q3 2013 in Review

30 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Western Asset High Yield Opportunity Fund Inc (HYI) for Q3 2013, worth a combined $61M — up 3% from $59.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new HYI positions and 6 closed out — a net gain of 1 holder — while 13 added to existing stakes and 7 trimmed.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $3.5M. The largest seller was Newgate Capital Management, exiting entirely with an estimated $2.76M sold.

  • 30 institutional investors held Western Asset High Yield Opportunity Fund Inc (HYI) as of Q3 2013, up from 29 in Q2 2013.
  • Funds reported $61M of Western Asset High Yield Opportunity Fund Inc stock for Q3 2013, up 3% quarter-over-quarter.
  • 7 funds opened new Western Asset High Yield Opportunity Fund Inc positions in Q3 2013 and 6 closed out, a net change of +1 holder.
  • The largest Western Asset High Yield Opportunity Fund Inc buyer in Q3 2013 was Saba Capital Management, an estimated $3.5M added.
  • The largest Western Asset High Yield Opportunity Fund Inc seller in Q3 2013 was Newgate Capital Management, an estimated $2.76M sold.

Based on aggregated 13F filings for Q3 2013.